Home/Filings/4/A/0001161697-18-000140
4/A//SEC Filing

ERICKSON RONALD P 4/A

Accession 0001161697-18-000140

CIK 0001074828other

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 4:04 PM ET

Size

12.8 KB

Accession

0001161697-18-000140

Insider Transaction Report

Form 4/AAmended
Period: 2018-03-16
Transactions
  • Award

    Warrant to Purchase Common Stock

    2018-03-16+855,000855,000 total
    Exercise: $0.50From: 2018-01-31Exp: 2023-01-31Common Stock (855,000 underlying)
  • Award

    Warrant to Purchase Common Stock

    2018-03-16+1,039,6661,039,666 total(indirect: .)
    Exercise: $0.50From: 2018-03-16Exp: 2023-03-16Common Stock (1,039,666 underlying)
Holdings
  • Common Stock

    320,934
  • Common Stock

    (indirect: .)
    3,334
  • Common Stock

    (indirect: .)
    1,467
  • Common Stock

    (indirect: .)
    20,335
  • Common Stock

    (indirect: .)
    110,001
  • Common Stock

    (indirect: .)
    2,014
Footnotes (6)
  • [F1]Held by Dia Armenta, the Reporting Person's wife.
  • [F2]Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
  • [F3]Held by Juliz Limited Partnership- Family LP.
  • [F4]Held by J3E2A2Z Limited Partnership.
  • [F5]Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
  • [F6]Price subject to adjustment.

Issuer

VISUALANT INC

CIK 0001074828

Entity typeother

Related Parties

1
  • filerCIK 0001140319

Filing Metadata

Form type
4/A
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 4:04 PM ET
Size
12.8 KB