|4/AMar 21, 4:04 PM ET

ERICKSON RONALD P 4/A

4/A · VISUALANT INC · Filed Mar 21, 2018

Insider Transaction Report

Form 4/AAmended
Period: 2018-03-16
Transactions
  • Award

    Warrant to Purchase Common Stock

    2018-03-16+855,000855,000 total
    Exercise: $0.50From: 2018-01-31Exp: 2023-01-31Common Stock (855,000 underlying)
  • Award

    Warrant to Purchase Common Stock

    2018-03-16+1,039,6661,039,666 total(indirect: .)
    Exercise: $0.50From: 2018-03-16Exp: 2023-03-16Common Stock (1,039,666 underlying)
Holdings
  • Common Stock

    320,934
  • Common Stock

    (indirect: .)
    3,334
  • Common Stock

    (indirect: .)
    1,467
  • Common Stock

    (indirect: .)
    20,335
  • Common Stock

    (indirect: .)
    110,001
  • Common Stock

    (indirect: .)
    2,014
Footnotes (6)
  • [F1]Held by Dia Armenta, the Reporting Person's wife.
  • [F2]Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
  • [F3]Held by Juliz Limited Partnership- Family LP.
  • [F4]Held by J3E2A2Z Limited Partnership.
  • [F5]Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
  • [F6]Price subject to adjustment.

Documents

1 file
  • 4
    form_4.xml

    FORM 4/A FOR 03-16-2018