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|4Jan 7, 5:19 PM ET

ERICKSON RONALD P 4

4 · KNOW LABS, INC. · Filed Jan 7, 2019

Insider Transaction Report

Form 4
Period: 2019-01-02
KNOW LABS, INC.KNWN
ERICKSON RONALD P
DirectorCEO
Transactions
  • Purchase

    Common Stock

    2019-01-02$0.17/sh+100,000$17,000→ 420,934 total
Holdings

  • Common Stock

    (indirect: .)
    20,335

  • Warrant to Purchase Common Stock

    (indirect: .)
    Exercise: $0.50From: 2018-03-16Exp: 2023-03-16→ Common Stock (1,039,666 underlying)
    1,039,666

  • Common Stock

    (indirect: .)
    1,467

  • Common Stock

    (indirect: .)
    910,001

  • Common Stock

    (indirect: .)
    3,334

  • Common Stock

    (indirect: .)
    2,014

  • Warrant to Purchase Common Stock

    Exercise: $0.50From: 2018-01-31Exp: 2023-01-31→ Common Stock (855,000 underlying)
    855,000
Footnotes (6)
  • [F1]Held by Dia Armenta, the Reporting Person's wife.
  • [F2]Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
  • [F3]Held by Juliz Limited Partnership- Family LP.
  • [F4]Held by J3E2A2Z Limited Partnership.
  • [F5]Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
  • [F6]Price subject to adjustment.

Documents

1 file
  • 4
    form_4.xmlPrimary

    FORM 4 FOR 01-02-2019