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|4Dec 23, 4:16 PM ET

ERICKSON RONALD P 4

4 · KNOW LABS, INC. · Filed Dec 23, 2019

Insider Transaction Report

Form 4
Period: 2019-12-19
KNOW LABS, INC.KNWN
ERICKSON RONALD P
DirectorCEO
Transactions
  • Award

    Option to Purchase Common Stock

    2019-11-04+1,200,000→ 1,200,000 total
    Exercise: $1.10Exp: 2024-11-04→ Common Stock (1,200,000 underlying)
Holdings

  • Common Stock

    (indirect: .)
    1,467

  • Common Stock

    (indirect: .)
    20,335

  • Warrant to Purchase Common Stock

    Exercise: $0.50From: 2018-01-31Exp: 2023-01-31→ Common Stock (855,000 underlying)
    855,000

  • Common Stock

    420,934

  • Common Stock

    (indirect: .)
    3,334

  • Common Stock

    (indirect: .)
    910,001

  • Common Stock

    (indirect: .)
    2,014

  • Warrant to Purchase Common Stock

    (indirect: .)
    Exercise: $0.50From: 2018-03-16Exp: 2023-03-16→ Common Stock (1,039,666 underlying)
    1,039,666
Footnotes (7)
  • [F1]Held by Dia Armenta, the Reporting Person's wife.
  • [F2]Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
  • [F3]Held by Juliz Limited Partnership- Family LP.
  • [F4]Held by J3E2A2Z Limited Partnership.
  • [F5]Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
  • [F6]Price subject to adjustment.
  • [F7]Option shares vest upon the Company's successful listing of its Common Stock on Nasdaq or the New York Stock Exchange (including the NYSE American Market).

Documents

1 file
  • 4
    form_4.xmlPrimary

    FORM 4 FOR 12-19-2019