4//SEC Filing
ERICKSON RONALD P 4
Accession 0001161697-19-000571
CIK 0001074828other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 4:16 PM ET
Size
13.0 KB
Accession
0001161697-19-000571
Insider Transaction Report
Form 4
KNOW LABS, INC.KNWN
ERICKSON RONALD P
DirectorCEO
Transactions
- Award
Option to Purchase Common Stock
2019-11-04+1,200,000→ 1,200,000 totalExercise: $1.10Exp: 2024-11-04→ Common Stock (1,200,000 underlying)
Holdings
- 1,467(indirect: .)
Common Stock
- 20,335(indirect: .)
Common Stock
- 855,000
Warrant to Purchase Common Stock
Exercise: $0.50From: 2018-01-31Exp: 2023-01-31→ Common Stock (855,000 underlying) - 420,934
Common Stock
- 3,334(indirect: .)
Common Stock
- 910,001(indirect: .)
Common Stock
- 2,014(indirect: .)
Common Stock
- 1,039,666(indirect: .)
Warrant to Purchase Common Stock
Exercise: $0.50From: 2018-03-16Exp: 2023-03-16→ Common Stock (1,039,666 underlying)
Footnotes (7)
- [F1]Held by Dia Armenta, the Reporting Person's wife.
- [F2]Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
- [F3]Held by Juliz Limited Partnership- Family LP.
- [F4]Held by J3E2A2Z Limited Partnership.
- [F5]Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
- [F6]Price subject to adjustment.
- [F7]Option shares vest upon the Company's successful listing of its Common Stock on Nasdaq or the New York Stock Exchange (including the NYSE American Market).
Documents
Issuer
KNOW LABS, INC.
CIK 0001074828
Entity typeother
Related Parties
1- filerCIK 0001140319
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 4:16 PM ET
- Size
- 13.0 KB