|4Dec 21, 4:04 PM ET

Bosua Phillip 4

4 · KNOW LABS, INC. · Filed Dec 21, 2020

Insider Transaction Report

Form 4
Period: 2020-12-15
Bosua Phillip
DirectorCEO and President10% Owner
Transactions
  • Award

    Option to Purchase Common Stock

    2020-12-15+4,264,3954,264,395 total
    Exercise: $1.53Exp: 2025-12-15Common Stock (4,264,395 underlying)
Holdings
  • Option to Purchase Common Stock

    Exercise: $1.28Exp: 2023-08-01Common Stock (1,000,000 underlying)
    1,000,000
  • Common Stock

    3,005,000
  • Option to Purchase Common Stock

    Exercise: $1.10Exp: 2024-11-04Common Stock (1,200,000 underlying)
    1,200,000
Footnotes (3)
  • [F1]Option shares vest 25% quarterly over four years beginning 08/01/2018.
  • [F2]Option shares vest upon approval of the Company's blood glucose measurement technology by the U.S. Food and Drug Administration.
  • [F3]Milestone-based Option shares vest upon the Company's successful milestone achievements set forth in two Stock Option Agreements dated 12/15/2020.

Documents

1 file
  • 4
    form_4.xmlPrimary

    FORM 4 FOR 12-15-2020