ERICKSON RONALD P 4
4 · KNOW LABS, INC. · Filed Jun 4, 2025
Insider Transaction Report
Form 4
ERICKSON RONALD P
DirectorCEO
Transactions
- Other
Series H Convertible Preferred Stock
2025-06-02$1184066.00/sh+16,916$20,029,660,456→ 16,916 total(indirect: .)Exercise: $0.34→ Common Stock (16,916 underlying)
Holdings
- 21,375
Warrant to Purchase Common Stock
Exercise: $9.60From: 2018-01-31Exp: 2026-01-31→ Common Stock (21,375 underlying) - 25,992(indirect: .)
Warrant to Purchase Common Stock
Exercise: $9.60From: 2018-01-31Exp: 2026-01-31→ Common Stock (25,992 underlying) - 137,202
Common Stock
- 50,000
Warrant to Purchase Common Stock
Exercise: $61.20From: 2020-12-15Exp: 2025-12-15→ Common Stock (50,000 underlying)
Footnotes (3)
- [F1]Price subject to adjustment.
- [F2]Held by J3E2A2Z Limited Partnership, an entity affiliated with Ronald P. Erickson.
- [F3]Shares of Series H Convertible Preferred Stock were issued pursuant to a Promissory Note Conversion Agreement dated 06/02/2025, whereby J3E2A2Z LP, holder of two convertible redeemable promissory notes, converted $1,184,066 in debt owed. J3E2A2Z received one share of Series H Convertible Preferred Stock for every $70 in principal converted. The Series H Convertible Preferred Stock is convertible into common stock at an initial conversion price of $0.335 per share, subject to potential future adjustment.