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4//SEC Filing

Chapman Kirk 4

Accession 0001161697-25-000358

CIK 0001074828other

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 4:15 PM ET

Size

11.1 KB

Accession

0001161697-25-000358

Insider Transaction Report

Form 4
Period: 2025-10-07
Chapman Kirk
Chief Operating Officer
Transactions
  • Disposition to Issuer

    Option to Purchase Common Stock

    2025-10-077,140,0000 total
    Exercise: $2.45Exp: 2035-08-06Common Stock (7,140,000 underlying)
  • Award

    Option to Purchase Common Stock

    2025-10-07+7,140,0007,140,000 total
    Exercise: $1.10Exp: 2035-10-07Common Stock (7,140,000 underlying)
  • Award

    Option to Purchase Common Stock

    2025-10-07+7,860,00015,000,000 total
    Exercise: $1.10Exp: 2035-10-07Common Stock (7,860,000 underlying)
Footnotes (3)
  • [F1]The transactions reported involved the repricing of outstanding stock options to purchase 7,140,000 shares of common stock of USBC, Inc. (the "Company") pursuant to the Amended and Restated USBC, Inc. 2021 Equity Incentive Plan (the "Amended and Restated 2021 Plan"), initially granted on August 6, 2025 (the "Grant Date"). The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years.
  • [F2]On October 7, 2025, in accordance with the terms of the Amended and Restated 2021 Plan, the Board of Directors the Company approved a repricing of outstanding stock options granted on August 6, 2025. The exercise price of each repriced option was reduced from $2.45 to $1.10 per share.
  • [F3]On October 7, 2025, the Reporting Person was granted an option to purchase 7,860,000 shares of the Issuer's common stock pursuant to the Amended and Restated 2021 Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years.

Issuer

USBC, Inc.

CIK 0001074828

Entity typeother

Related Parties

1
  • filerCIK 0002080978

Filing Metadata

Form type
4
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 4:15 PM ET
Size
11.1 KB