FLUIDIGM CORP 4
4 · FLUIDIGM CORP · Filed Aug 23, 2016
Insider Transaction Report
Form 4
FLUIDIGM CORPFLDM
Worthington Gajus Vincent
DirectorPRESIDENT & CEO
Transactions
- Tax Payment
Common Stock
2016-08-22$9.40/sh−1,222$11,487→ 13,538 total - Exercise/Conversion
Common Stock
2016-08-22+1,625→ 13,138 total - Exercise/Conversion
Common Stock
2016-08-22+844→ 14,760 total - Exercise/Conversion
Restricted Stock Units
2016-08-22−1,625→ 9,209 total→ Common Stock (1,625 underlying) - Exercise/Conversion
Common Stock
2016-08-22+778→ 13,916 total - Exercise/Conversion
Restricted Stock Units
2016-08-22−778→ 7,516 total→ Common Stock (778 underlying) - Exercise/Conversion
Restricted Stock Units
2016-08-22−844→ 11,532 total→ Common Stock (844 underlying)
Holdings
- 33,029(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
- [F2]Shares held directly by the Worthington Family Trust dated March 6, 2007, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
- [F3]On March 14, 2014, the Reporting Person was granted 26,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
- [F4]On March 12, 2015, the Reporting Person was granted 12,440 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
- [F5]On March 4, 2016, the Reporting Person was granted 13,500 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.