LEE JENNIFER LING 4

4 · FLUIDIGM CORP · Filed Feb 22, 2018

Form 4

Period: 2018-02-20

See Remarks

Transactions

Exercise/Conversion
Common Stock
2018-02-20+1,125→ 7,432 total
Exercise/Conversion
Restricted Stock Units
2018-02-20−1,125→ 13,126 total
→ Common Stock (1,125 underlying)
Exercise/Conversion
Common Stock
2018-02-20+630→ 6,307 total
Tax Payment
Common Stock
2018-02-20$7.81/sh−716$5,592→ 6,716 total
Exercise/Conversion
Restricted Stock Units
2018-02-20−630→ 5,670 total
→ Common Stock (630 underlying)

Footnotes (4)

[F1]Includes 1,153 shares purchased on November 30, 2017 under the Company's 2017 Employee Stock Purchase Plan.
[F2]Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
[F3]On May 18, 2016, the Reporting Person was granted 10,080 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
[F4]On February 13, 2017, the Reporting Person was granted 18,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.

Documents

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