Earnings Feed
Start Free
Home/Filings/4/A/0001162194-18-000051
4/A//SEC Filing

Yow Mai Chan 4/A

Accession 0001162194-18-000051

CIK 0001162194other
View on SEC.govCompany Profile

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 4:43 PM ET

Size

40.0 KB

Accession

0001162194-18-000051

Insider Transaction Report

Form 4/AAmended
Period: 2017-09-20
FLUIDIGM CORPFLDM
Yow Mai Chan
VP, WW Mfg & MD-Singapore
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2017-09-20+2,073→ 2,073 total
    Exercise: $5.13→ Common Stock (2,073 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2017-09-20−834→ 0 total
    Exercise: $14.60Exp: 2021-05-17→ Common Stock (834 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2017-09-20−17,859→ 0 total
    Exercise: $15.49Exp: 2022-02-16→ Common Stock (17,859 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2017-09-20−12,000→ 0 total
    Exercise: $41.14Exp: 2025-03-12→ Common Stock (12,000 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2017-09-20+8,941→ 8,941 total
    Exercise: $5.13→ Common Stock (8,941 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2017-09-20+34,572→ 34,572 total
    Exercise: $5.13→ Common Stock (34,572 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2017-09-20−66,000→ 0 total
    Exercise: $16.73Exp: 2023-02-15→ Common Stock (66,000 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2017-09-20+17,838→ 17,838 total
    Exercise: $5.13→ Common Stock (17,838 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2017-09-20+4,471→ 4,471 total
    Exercise: $5.13→ Common Stock (4,471 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2017-09-20−48,400→ 0 total
    Exercise: $6.16Exp: 2027-02-13→ Common Stock (48,400 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2017-09-20−6,750→ 0 total
    Exercise: $7.10Exp: 2026-03-04→ Common Stock (6,750 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2017-09-20+242→ 242 total
    Exercise: $5.13Exp: 2027-09-20→ Common Stock (242 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2017-09-20+4,920→ 4,920 total
    Exercise: $5.13→ Common Stock (4,920 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2017-09-20−14,000→ 0 total
    Exercise: $47.55Exp: 2024-03-14→ Common Stock (14,000 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2017-09-20+1,541→ 1,541 total
    Exercise: $5.13→ Common Stock (1,541 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2017-09-20−13,500→ 0 total
    Exercise: $7.10Exp: 2026-03-04→ Common Stock (13,500 underlying)
Footnotes (17)
  • [F1]The shares subject to the Option fully vested on May 18, 2015.
  • [F10]On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 14,000 shares of FLDM common stock granted to the Reporting Person on March 14, 2014. In exchange, the Reporting Person received a replacement Option, for 1,541 shares, having an exercise price of $5.13 per share.
  • [F11]The Option provided for vesting of 2/48th of the total number of shares subject to the Option on March 12, 2015 and forty-six equal monthly installments beginning on April 1, 2015.
  • [F12]On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 12,000 shares of FLDM common stock granted to the Reporting Person on March 12, 2015. In exchange, the Reporting Person received a replacement Option, for 2,073 shares, having an exercise price of $5.13 per share.
  • [F13]The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2016.
  • [F14]On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,500 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 8,941 shares, having an exercise price of $5.13 per share.
  • [F15]The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2017.
  • [F16]On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 48,400 shares of FLDM common stock granted to the Reporting Person on February 13, 2017. In exchange, the Reporting Person received a replacement Option, for 34,572 shares, having an exercise price of $5.13 per share.
  • [F17]On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 6,750 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 4,471 shares, having an exercise price of $5.13 per share.
  • [F2]On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 834 shares of FLDM common stock granted to the Reporting Person on May 18, 2011. In exchange, the Reporting Person received a replacement Option, for 242 shares, having an exercise price of $5.13 per share.
  • [F3]1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
  • [F4]The shares subject to the Option fully vested on January 1, 2016.
  • [F5]On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 17,859 shares of FLDM common stock granted to the Reporting Person on February 17, 2012. In exchange, the Reporting Person received a replacement Option, for 4,920 shares, having an exercise price of $5.13 per share.
  • [F6]The Option expiration date is September 20, 2027.
  • [F7]The shares subject to the Option fully vested on January 1, 2017.
  • [F8]On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 66,000 shares of FLDM common stock granted to the Reporting Person on February 15, 2013. In exchange, the Reporting Person received a replacement Option, for 17,838 shares, having an exercise price of $5.13 per share.
  • [F9]The Option provided for vesting in forty-eight equal monthly installments beginning on January 1, 2014.

Documents

1 file

Issuer

FLUIDIGM CORP

CIK 0001162194

→
Entity typeother

Related Parties

1
  • filerCIK 0001435767

Filing Metadata

Form type
4/A
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 4:43 PM ET
Size
40.0 KB
View on SEC.gov