TRI VALLEY CORP·4

Dec 7, 3:44 PM ET

KANDLE JOSEPH R 4

4 · TRI VALLEY CORP · Filed Dec 7, 2010

Insider Transaction Report

Form 4
Period: 2010-11-22
KANDLE JOSEPH R
Senior VP - Corp. Development
Transactions
  • Discretionary Transaction

    Options

    2010-11-22+75,0000 total
    Exercise: $1.35From: 2001-10-22Exp: 2011-10-22Common Stock (75,000 underlying)
  • Discretionary Transaction

    Options

    2010-11-22+10,0000 total
    Exercise: $6.10From: 2008-07-03Exp: 2013-07-03Common Stock (10,000 underlying)
  • Award

    Warrants

    2010-11-22+435,000435,000 total
    Exercise: $0.54From: 2010-11-22Exp: 2013-11-20Common Stock (435,000 underlying)
Footnotes (2)
  • [F1]Awarded by Compensation Committee. The exercise price equals the closing market price on the date of grant.
  • [F2]The options were originally awarded by the board of directors for services pursuant to the Company's stock option plan.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT