TRI VALLEY CORP·4/A

Dec 7, 5:05 PM ET

KANDLE JOSEPH R 4/A

4/A · TRI VALLEY CORP · Filed Dec 7, 2010

Insider Transaction Report

Form 4/AAmended
Period: 2010-11-22
KANDLE JOSEPH R
Senior VP - Corp. Development
Transactions
  • Award

    Warrants

    2010-11-22+435,000435,000 total
    Exercise: $0.54From: 2010-11-22Exp: 2013-11-22Common Stock (435,000 underlying)
  • Discretionary Transaction

    Options

    2010-11-2210,0000 total
    Exercise: $6.10From: 2008-07-03Exp: 2013-07-03Common Stock (10,000 underlying)
  • Discretionary Transaction

    Options

    2010-11-2275,0000 total
    Exercise: $1.35From: 2001-10-22Exp: 2011-10-22Common Stock (75,000 underlying)
Footnotes (3)
  • [F1]Awarded by Compensation Committee. The exercise price equals the closing market price on the date of grant.
  • [F2]This amendment corrects the number of derivative securities disclosed in Column 5 to indicate that the options were disposed of (D), not acquired (A).
  • [F3]The options were originally awarded by the Board of Directors for services pursuant to the Company's stock option plan.

Documents

1 file
  • 4
    primary_doc.xml

    PRIMARY DOCUMENT