PARTNERS TRUST FINANCIAL GROUP INC·4

Dec 3, 3:18 PM ET

PARTNERS TRUST FINANCIAL GROUP INC 4

4 · PARTNERS TRUST FINANCIAL GROUP INC · Filed Dec 3, 2007

Insider Transaction Report

Form 4
Period: 2007-11-30
Transactions
  • Disposition to Issuer

    Non-Qualified Stock Option (right-to-buy)

    2007-11-30$9.98/sh40,568$404,8690 total
    Exercise: $9.98Exp: 2015-04-27Common Stock (40,568 underlying)
  • Disposition to Issuer

    Common Stock

    2007-11-3061,1790 total
  • Tax Payment

    Common Stock

    2007-11-30$12.50/sh4,075$50,93861,179 total
  • Disposition to Issuer

    Non-Qualified Stock Option (right-to-buy)

    2007-11-30$8.47/sh8,100$68,60756,768 total
    Exercise: $8.47Exp: 2008-01-24Common Stock (8,100 underlying)
Footnotes (5)
  • [F1]Disposed of pursuant to the merger agreement between issuer, M&T Bank Corporation and MTB One, Inc. pursuant to which each share is being exchanged, at the election of the holder, for either $12.50 in cash or 0.142 of a share of M&T Bank Corporation common stock, subject to proration and adjustment to ensure that the aggregate consideration in the merger will be paid 50% in cash and 50% in shares of M&T Bank Corporation common stock. On November 30, 2007, the effective date of the merger, the closing price per share of M&T Bank Corporation common stock was $90.96 per share.
  • [F2]This option, which provided for vesting in 4 equal annual installments beginning 1/24/1999, was cancelled in the merger in exchange for a right to receive an amount in cash (less any applicable taxes to be deducted and withheld) equal to $32,643.00, representing the excess, if any, of $12.50 over the per share exercise price of the option times the number of shares of the issuer's common stock subject to the option.
  • [F3]This option, which provided for vesting in 4 equal annual installments beginning 1/24/2000, was cancelled in the merger in exchange for a right to receive an amount in cash (less any applicable taxes to be deducted and withheld) equal to $36,531.00, representing the excess, if any, of $12.50 over the per share exercise price of the option times the number of shares of the issuer's common stock subject to the option.
  • [F4]This option, which provided for vesting in 4 equal annual installments beginning 1/23/2005, was cancelled in the merger in exchange for a right to receive an amount in cash (less any applicable taxes to be deducted and withheld) equal to $15,552.00, representing the excess, if any, of $12.50 over the per share exercise price of the option times the number of shares of the issuer's common stock subject to the option.
  • [F5]This option, which provided for vesting in 5 equal annual installments beginning 4/27/2006, was cancelled in the merger in exchange for a right to receive an amount in cash (less any applicable taxes to be deducted and withheld) equal to $102,231.36, representing the excess, if any, of $12.50 over the per share exercise price of the option times the number of shares of the issuer's common stock subject to the option.

Documents

1 file
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    edgar.xmlPrimary

    PRIMARY DOCUMENT