3//SEC Filing
XATF MANAGEMENT II LP 3
Accession 0001165410-03-000003
CIK 0000933454other
Filed
Jul 14, 8:00 PM ET
Accepted
Jul 14, 6:57 PM ET
Size
11.0 KB
Accession
0001165410-03-000003
Insider Transaction Report
Form 3
VOXWARE INCOTCBB VOXW
No transactions or holdings reported in this filing.
Footnotes (5)
- [F1]Cross Atlantic Capital Partners II, Inc. ("Cross Atlantic Partners") is the sole general partner of XATF Management II, L.P. ("XATF"), the sole general partner of the Reporting Person named in Item 1 above, Cross Atlantic Technology Fund II, L.P. ("Cross Atlantic Fund"). Cross Atlantic Fund is the record holder of the reported securities and might be deemed a member of a "group" for the purposes of Section 13(d) of the Exchange Act with Cross Atlantic Partners and XATF by virtue of Cross Atlantic Partners being the sole general partner of XATF, the sole general partner of Cross Atlantic Fund. Each of Cross Atlantic Partners and XATF disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for purposes of Section 16 or for any other purpose.
- [F2]The shares of Series D Convertible Preferred Stock reported hereby are convertible (i) at any time at the option of the holder of the Series D Convertible Preferred Stock, or (ii) the date on which mandatory conversion occurs pursuant to the Amended and Restated Certificate of Incorporation of the Issuer.
- [F3]1-for-1
- [F4]The Common Stock Purchase Warrant shall become exercisable upon (i) the failure of the Issuer to file a registration statement within 30 days of June 27, 2003 registering the shares issuable upon the conversion of the Common Stock Purchase Warrant (the "Registration Statement"), (ii) the failure of the Issuer to have the Registration Statement effective on June 27, 2004, (iii) the failure of the Issuer to keep the Registration Statement continuously effective for two years following June 27, 2004 or (iv) the failure of the Issuer to file such amendments or supplements to the Registration Statement as are necessary to qualify any shares issued as a dividend by the Issuer to the Reporting Person for offer and sale under the Registration Statement, as soon as practicable after their issuance and in any event within 30 days of their issuance.
- [F5]The Series D Convertible Preferred Stock Purchase Warrant shall be equal to the number determined by multiplying (A) the result of dividing (i) the difference between $8,940,000.00 and the Issuer's Gross Revenue for the fiscal year 2003 (or, if Gross Revenue is not reported for such period, then such reported measure as is most equivalent under U.S. generally accepted accounting principals, consistently applied), as reported on an audited basis in the Issuer's Annual Report of Form 10-K as filed with the Securities and Exchange Commission (or if no such report is prepared or filed, as otherwise determined by the Issuer and audited by its independent public accountants) and (ii) 840,000, by (B) 20,833,334.
Documents
Issuer
VOXWARE INC
CIK 0000933454
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001254180
Filing Metadata
- Form type
- 3
- Filed
- Jul 14, 8:00 PM ET
- Accepted
- Jul 14, 6:57 PM ET
- Size
- 11.0 KB