4//SEC Filing
XPO Logistics, Inc. 4
Accession 0001166003-15-000007
$XPOCIK 0001166003operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:35 PM ET
Size
18.6 KB
Accession
0001166003-15-000007
Insider Transaction Report
Form 4
ANDERSEN G CHRIS
Director
Transactions
- Exercise/Conversion
Common Stock, par value $0.001 per share
2015-01-02+2,500→ 5,000 total - Exercise/Conversion
Restricted Stock Unit
2015-01-02−2,500→ 0 total→ Common Stock, par value $0.001 per share (2,500 underlying) - Award
Restricted Stock Unit
2015-01-02+4,257→ 4,257 total→ Common Stock, par value $0.001 per share (4,257 underlying)
Holdings
- 8,000
Director Stock Option (right to buy)
Exercise: $23.19Exp: 2023-12-12→ Common Stock, par value $0.001 per share (8,000 underlying) - 250
See footnote
Exercise: $7.00From: 2011-09-02→ Common Stock, par value $0.001 per share (35,713 underlying) - 35,713
Warrants
Exercise: $7.00From: 2011-09-02Exp: 2021-09-02→ Common Stock, par value $0.001 per share (35,713 underlying) - 2,500
Restricted Stock Unit
→ Common Stock, par value $0.001 per share (2,500 underlying)
Footnotes (11)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
- [F10]The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").
- [F11]Represents 35,713 shares of Common Stock initially issuable upon the exercise of 35,713 Warrants, subject to adjustment as set forth in the Warrant Certificate.
- [F2]The Restricted Stock Units vested in full on January 2, 2015.
- [F3]The Restricted Stock Units shall vest on January 2, 2016, subject to the Reporting Person's continued service as a director of the Issuer.
- [F4]The Restricted Stock Units vested in full on December 11, 2013 and are subject to a deferral election. Shares of Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.
- [F5]The Director Stock Options vested and became exercisable on January 2, 2015.
- [F6]Series A Convertible Perpetual Preferred Stock, par value $0.001 per share.
- [F7]The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").
- [F8]The Series A Convertible Perpetual Preferred Stock has no expiration date.
- [F9]Represents 35,713 shares of Common Stock initially issuable upon conversion of 250 shares of Series A Convertible Perpetual Preferred Stock, subject to adjustment as set forth in the Certificate of Designation.
Documents
Issuer
XPO Logistics, Inc.
CIK 0001166003
Entity typeoperating
Related Parties
1- filerCIK 0001166003
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:35 PM ET
- Size
- 18.6 KB