Home/Filings/4/0001166074-23-000002
4//SEC Filing

BAKER PHILLIPS S JR 4

Accession 0001166074-23-000002

CIK 0000719413other

Filed

Jun 22, 8:00 PM ET

Accepted

Jun 23, 2:24 PM ET

Size

9.9 KB

Accession

0001166074-23-000002

Insider Transaction Report

Form 4
Period: 2023-06-21
BAKER PHILLIPS S JR
DirectorPresident and CEO
Transactions
  • Award

    Common Stock

    2023-06-21$5.05/sh+141,584$714,9995,544,505 total
  • Award

    Common Stock

    2023-06-21+50,51550,515 total(indirect: By 401(k))
  • Award

    Performance rights

    2023-06-21+141,5845,544,505 total
    Exercise: $0.00From: 2026-01-01Exp: 2026-01-01Common Stock (141,584 underlying)
Footnotes (5)
  • [F1]Award of restricted stock units that vest as follows: 47,195 shares on June 21, 2024, 47,195 shares on June 21, 2025, and 47,194 shares on June 21, 2026.
  • [F2]Consists of 3,136,227 shares held directly, 1,795,964 shares deferred under the Hecla Mining Company Key Employee Deferred compensation Plan, 351,762 performance-based units, and 260,552 unvested restricted stock units.
  • [F3]Held as 4,209.622 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 50,515 shares.
  • [F4]Mr. Baker was awarded performance rights representing the contingent right to receive between $357,500 and $1,430,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2023 to December 31, 2025) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($1,430,000 in stock); 40th to 60th percentile rank among peers = target award at grant value ($715,000 in stock); and 25th percentile rank among peers = threshold award at 50% of target ($357,500 in stock).
  • [F5]See footnote 2.

Issuer

HECLA MINING CO/DE/

CIK 0000719413

Entity typeother

Related Parties

1
  • filerCIK 0001166074

Filing Metadata

Form type
4
Filed
Jun 22, 8:00 PM ET
Accepted
Jun 23, 2:24 PM ET
Size
9.9 KB