4//SEC Filing
WHIRLPOOL CORP /DE/ 4
Accession 0001167299-04-000005
$WHRCIK 0000106640operating
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 10:05 AM ET
Size
18.1 KB
Accession
0001167299-04-000005
Insider Transaction Report
Form 4
SWIFT DAVID L
EXECUTIVE VICE PRESIDENT
Transactions
- Award
Phantom Restricted Shares (Special Retention Program)
2004-12-15+76.82→ 12,343.19 total→ Common - Award
Phantom Restricted (Career) Stock
2004-12-15+167.76→ 26,955.01 total→ Common
Holdings
- 25,000
Employee Stock Option (Right to Buy)
→ Common (25,000 underlying) - 30,000
Phantom Restricted Shares (Special Retention Program)
→ Common (30,000 underlying) - 10,772
Employee Stock Option (Right to Buy)
→ Common (10,772 underlying) - 30,000
Employee Stock Option (Right to Buy)
→ Common (30,000 underlying) - 27,000
Employee Stock Option (Right to Buy)
→ Common (27,000 underlying) - 3,688
Common Stock
Footnotes (8)
- [F1]The shares are held in name of the undersigned's broker.
- [F2]Grant of 76.82 phantom shares of common stock ("dividend equivalents") based on original grant of 25,000 phantom stock shares (Special Retention Program) awarded under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). 12,500 phantom shares are currently vested, with the remaining shares becoming vested as follows: 12,500 shares on 11/26/08. As of 12/15/04, 12,343.19 total phantom shares deferred.
- [F3]30,000 phantom stock shares (Special Retention Program) awarded on 06/14/2004 with the effective date of the award to be 07/01/2004 under the Whirlpool Corporation 2002 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Shares will become vested as follows: 50% on 07/01/2007 and 50% on 07/01/2011. Participants may elect to defer receipt of vested shares. Dividend equivalents on deferred stock will be invested in additional stock.
- [F4]25,000 option shares with cashless exercise and tax withholding rights awarded on 11/26/01 at the option price of $66.62 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F5]Grant of 167.76 phantom shares of common stock ("dividend equivalents") based on original grant of 25,000 phantom stock shares (Career Stock Award) awarded under the 1996 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Phantom shares will become vested as follows: 10,000 shares on 11/26/06; 10,000 shares on 11/26/10; and 5,000 shares on retirement after age 60. As of 12/15/2004, 26,955.01 total phantom shares deferred.
- [F6]27,000 option shares with cashless exercise and tax withholding rights awarded on 2/18/02 at the option price of $67.29 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F7]30,000 option shares with cashless exercise and tax withholding rights awarded on 2/17/03 at the option price of $49.60 per share. 15,000 shares are currently exercisable, with the remaining 15,000 shares becoming exercisable on 02/17/05. The options will expire 10 years from date of grant.
- [F8]10,772 option shares with cashless exercise and tax withholding rights awarded on 02/16/04 at the option price of $72.94 per share. Shares will become exercisable as follows: one-third on 02/16/05; one-third on 02/16/06; and one-third on 02/16/07. The options will expire 10 years from date of grant.
Documents
Issuer
WHIRLPOOL CORP /DE/
CIK 0000106640
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000106640
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 10:05 AM ET
- Size
- 18.1 KB