HEBERT CURTIS L JR 4
4 · 5E Advanced Materials, Inc. · Filed Jul 2, 2026
Research Summary
AI-generated summary of this filing
5E Advanced Materials (FEAM) Director Curtis Hebert Receives RSUs, Sells Shares
What Happened Curtis L. Hebert Jr., a director of 5E Advanced Materials, had restricted stock units (RSUs) vest on July 1, 2026 and converted those RSUs into common stock. A total of 33,988 RSUs were converted to shares (exercises/conversions recorded July 1, 2026). To satisfy tax withholding obligations, 12,577 shares were surrendered on July 1 at $1.44 per share, generating $18,111 in proceeds; the net shares retained by Hebert after withholding were 21,411.
Key Details
- Transaction dates: RSU vesting/conversion on July 1, 2026; Form 4 filed July 2, 2026 (within the typical 2-business-day window).
- Shares converted: 33,988 shares (multiple RSU grants converted/vested).
- Shares withheld for taxes (dispositions): 12,577 shares at $1.44 each, total $18,111.
- Net shares received after withholding: 21,411 shares.
- Footnotes: RSUs represent a contingent right to one share each (F1). Grants originated from the company’s Amended and Restated 2022 Equity Compensation Plan with grant dates Sep 30, 2025; Dec 31, 2025; Mar 31, 2026; and Jun 30, 2026 (all vested July 1, 2026) (F2–F5).
- Transaction codes: A = grant/award (RSUs), M = exercise/conversion of a derivative (RSU conversion), F = payment of exercise price or tax liability (share withholding).
- Shares owned after transaction: not specified in the provided data.
Context This filing reflects routine RSU vesting and conversion, not an open-market sale or discretionary purchase. The share surrender reported was to cover tax withholding—common in equity compensation—rather than a cash sale for investment purposes. There is no indication of a 10b5-1 plan or other special trading arrangement in the filing.
Insider Transaction Report
- Exercise/Conversion
Common Stock
[F1]2026-07-01+5,901→ 9,572 total - Tax Payment
Common Stock
2026-07-01$1.44/sh−2,184$3,145→ 7,388 total - Exercise/Conversion
Common Stock
[F1]2026-07-01+5,118→ 12,506 total - Tax Payment
Common Stock
2026-07-01$1.44/sh−1,894$2,727→ 10,612 total - Exercise/Conversion
Common Stock
[F1]2026-07-01+9,459→ 20,071 total - Tax Payment
Common Stock
2026-07-01$1.44/sh−3,500$5,040→ 16,571 total - Exercise/Conversion
Common Stock
[F1]2026-07-01+13,510→ 30,081 total - Tax Payment
Common Stock
2026-07-01$1.44/sh−4,999$7,199→ 25,082 total - Award
Restricted Stock Unit
[F1][F2]2026-06-30+13,510→ 13,510 total→ Common Stock (13,510 underlying) - Exercise/Conversion
Restricted Stock Unit
[F1][F3]2026-07-01−5,901→ 0 total→ Common Stock (5,901 underlying) - Exercise/Conversion
Restricted Stock Unit
[F1][F4]2026-07-01−5,118→ 0 total→ Common Stock (5,118 underlying) - Exercise/Conversion
Restricted Stock Unit
[F1][F5]2026-07-01−9,459→ 0 total→ Common Stock (9,459 underlying) - Exercise/Conversion
Restricted Stock Unit
[F1][F2]2026-07-01−13,510→ 0 total→ Common Stock (13,510 underlying)
Footnotes (5)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
- [F2]RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- [F3]RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- [F4]RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- [F5]RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.