13F-HR 1 d51162_13f-hr.txt FORM 13F-HR ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended JUNE 30, 2002 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. London Pacific Advisors -------------------------------------------------------------------------------- Name of Institutional Investment Manager 2880 Gateway Oaks Drive Sacramento, CA 95833 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-06232 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: David L. Ruff Chief Investment Officer (916) 564-1500 -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ David L. Ruff ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Sacramento, CA ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 91 Form 13F Information Table Value Total: $ 61,133 (thousands) List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. 13F File No.: Name: 13F File No.: Name: ------------- --------------------- ------------- --------------------- 1. 28- 6. ------------- --------------------- ------------- --------------------- 2. 7. ------------- --------------------- ------------- --------------------- 3. 8. ------------- --------------------- ------------- --------------------- 4. 9. ------------- --------------------- ------------- --------------------- 5. 10. ------------- --------------------- ------------- --------------------- London Pacific Advisors FORM 13F LPA Managed Portfolios June 30, 2002

~~London~~VALUE ~~Pacific Advisors FORM 13F LPA Managed Portfolios December 31, 2001 Voting Authority -------------------------- Value Shares~~SHARES/ ShSH/ ~~Put~~PUT/ ~~Invstmt~~INVSTMT ~~Other~~OTHER ~~Name~~VOTING ofAUTHORITY ~~Issuer~~NAME ~~Title~~OF ofISSUER ~~Class~~TITLE OF CLASS CUSIP (x$1000) ~~Prn~~PRN ~~Amt~~AMT ~~Prn~~PRN ~~Call~~CALL ~~Dscretn~~DSCRETN ~~Managers~~MANAGERS ~~Sole~~SOLE ~~Shared~~SHARED ~~None~~NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co COM 88579Y101 284 2313.000 SH SOLE 2313.000 ABN Amro Hldg NV ADR COM 000937102 ~~1632~~1702 ~~100259~~94201.000SH SOLE ~~100259~~94201.000 AOL Time Warner Inc COM 00184A105 ~~1519~~848 ~~47329~~57642.~~268SH~~700SH SOLE ~~47329~~57642.~~268~~700 Alcoa Inc COM 013817101 ~~2384~~1894 ~~67060~~57129.~~340SH~~172SH SOLE ~~67060~~57129.~~340~~172 American Exp Corp COM 025816109 ~~1798~~1635 ~~50364~~45030.~~290SH~~085SH SOLE ~~50364~~45030.~~290~~085 American ~~Home Products COM 026609107 313 5101.000 SH SOLE 5101.000 American~~ Power Conversion COM 029066107 ~~268~~254 ~~18523~~20108.000SH SOLE ~~18523~~20108.000 Anheuser Busch COM 035229103 ~~358~~428 ~~7927~~8561.000 SH SOLE ~~7927~~8561.000 Apollo Group Inc Cl A COM 037604105 ~~366~~340 ~~8125~~8619.~~003~~501 SH SOLE ~~8125~~8619.~~003~~501 Apple Computer Inc COM 037833100 ~~390~~360 ~~17830~~20305.000SH SOLE ~~17830~~20305.000 Applera Corp Applied Biosystem COM 038020103 ~~2056~~1009 ~~52359~~51775.~~847SH~~243SH SOLE ~~52359~~51775.~~847~~243 ~~Astrazeneca COM 046353108 309 6626.000 SH SOLE 6626.000~~ Atlantic Coast Airlines Hldgs. COM 048396105 ~~306~~345 ~~13130~~15890.000SH SOLE ~~13130~~15890.000 BJs Wholesale Club Inc COM 05548J106 ~~249~~268 ~~5653~~6973.000 SH SOLE ~~5653~~6973.000 Banc One COM 059438101 ~~324~~314 ~~8299~~8162.000 SH SOLE ~~8299~~8162.000 Bank of America Corp COM 060505104 ~~433~~531 ~~6886~~7549.000 SH SOLE ~~6886~~7549.000 Bank of New York Inc COM 064057102 ~~1747~~1301 ~~42821~~38543.~~460SH~~520SH SOLE ~~42821~~38543.~~460~~520 Biogen Inc COM 090597105 ~~254~~202 ~~4433~~4883.000 SH SOLE ~~4433~~4883.000 Bristol Myers Squibb COM 110122108 ~~1768~~763 ~~34669~~29687.~~394SH~~835SH SOLE ~~34669~~29687.~~394~~835 Capital One Finl Corp COM 14040H105 ~~300~~340 5563.~~051~~104 SH SOLE 5563.~~051~~104 Caterpillar Inc COM 149123101 ~~344~~283 ~~6590~~5785.357 SH SOLE ~~6590~~5785.357 Cemex SA Spons ADR COM 151290889 ~~293~~341 ~~11850~~12948.000SH SOLE ~~11850~~12948.000 Cima Labs Inc. COM 171796105 335 13880.000SH SOLE 13880.000 Citigroup COM 172967101 ~~2458~~1579 ~~48701~~40742.~~629SH~~023SH SOLE ~~48701~~40742.~~629~~023 City Natl Corp COM 178566105 ~~361~~401 ~~7702~~7453.~~608~~169 SH SOLE ~~7702~~7453.~~608~~169 Conoco Inc. COM 208251504 ~~271~~269 ~~9585~~9686.000 SH SOLE ~~9585~~9686.000 Corning Inc COM 219350105 ~~1065~~452 ~~119418~~127263.594SH SOLE ~~119418~~127263.594 Costco Co Inc COM 22160Q102 ~~2671~~1705 ~~60191~~44138.000SH SOLE ~~60191~~44138.000 Dave & Busters, Inc. COM 23833n104 ~~141~~324 ~~22480~~26695.000SH SOLE ~~22480~~26695.000 Dell Computer Corp COM 247025109 ~~1940~~1592 ~~71372~~60892.000SH SOLE ~~71372~~60892.000 Diageo Plc Spons Adr New COM 25243Q205 ~~286~~315 ~~6191~~6103.000 SH SOLE ~~6191~~6103.000 Dow Chemical Co COM 260543103 ~~295~~366 ~~8730~~10633.~~000~~000SH SH SOLE ~~8730~~10633.000 Drexler Technology COM 261876102 ~~456~~442 ~~19183~~20458.000SH SOLE ~~19183~~20458.000 ~~Duke~~Eastman ~~Energy~~Kodak ~~Corp~~ COM ~~264399106~~277461109 ~~255~~222 ~~6485~~7609.000 SH SOLE ~~6485~~7609.000 ~~Ericsson L M Tel Co ADR Cl B COM 294821400 206 39490.000SH SOLE 39490.000~~ Estee Lauder COM 518439104 ~~1674~~1710 ~~52219~~48585.~~828SH~~289SH SOLE ~~52219~~48585.~~828~~289 Exxon Mobil Corp COM 30231G102 ~~1975~~1820 ~~50255~~44473.~~894SH~~800SH SOLE ~~50255~~44473.~~894~~800 ~~FYI Inc. COM 302712104 282 8425.000 SH SOLE 8425.000~~ Fleet Boston Finl Corp COM 339030108 ~~275~~248 ~~7544~~7656.000 SH SOLE ~~7544~~7656.000 Flextronics Intl LTD Ord COM Y2573F102 ~~311~~157 ~~12956~~22071.000SH SOLE ~~12956~~22071.000 Gehl Co COM 368483103 ~~273~~309 ~~18329~~21529.000SH SOLE ~~18329~~21529.000 General Electric Co COM 369604103 ~~447~~666 ~~11152~~22941.000SH SOLE ~~11152~~22941.000 General Motors Corp COM 370442105 ~~224~~251 ~~4613~~4699.000 SH SOLE ~~4613~~4699.000 Geron Corp COM 374163103 50 10908.000SH SOLE 10908.000 H J Heinz Co COM 423074103 ~~283~~287 ~~6877~~6971.000 SH SOLE ~~6877~~6971.000 HSBC Hldgs Plc Spons ADR COM 404280406 ~~1670~~1451 ~~27966~~24925.000SH SOLE ~~27966~~24925.000 Hewlett Packard COM 428236103 161 10527.000SH SOLE 10527.000 Imaging Diagnostic Sys Com COM 1517 37000.000SH SOLE 37000.000 Ims Health COM 449934108 ~~272~~259 ~~13927~~14427.~~198SH~~416SH SOLE ~~13927~~14427.~~198~~416 Intel Corp COM 458140100 ~~2370~~1268 ~~75373~~69413.~~430SH~~870SH SOLE ~~75373~~69413.~~430~~870 JP Morgan Chase & Co COM 46625H100 ~~245~~253 ~~6727~~7457.~~317~~066 SH SOLE ~~6727~~7457.~~317~~066 Koninklijke Ahold NV COM 500467303 ~~2156~~1410 ~~73367~~67133.000SH SOLE ~~73367~~67133.000 Martin Marietta Materials COM 573284106 ~~288~~253 ~~6172~~6477.~~477~~965 SH SOLE ~~6172~~6477.~~477~~965 Maytag Corp COM 578592107 ~~249~~342 ~~8011~~8007.~~366~~290 SH SOLE ~~8011~~8007.~~366~~290 McCormick & Co Inc Non-Vote COM 579780206 ~~331~~405 ~~7885~~15722.~~683~~729SH SH SOLE ~~7885~~15722.~~683~~729 Mcgraw-Hill Co Inc COM 580645109 ~~327~~368 ~~5370~~6158.000 SH SOLE ~~5370~~6158.000 ~~Mellon Bank Corp COM 585509102 317 8417.000 SH SOLE 8417.000~~ Merck & Co Inc COM 589331107 ~~1603~~1557 ~~27261~~30740.~~147SH~~107SH SOLE ~~27261~~30740.~~147~~107 Mercury Interactive Corp COM 589405109 ~~273~~272 ~~8038~~11828.~~000 SH SOLE 8038.000 Merrill Lynch Company Inc COM 590188108 413 7919.000 SH SOLE 7919.000 Microsoft Corp COM 594918104 2023 30534.~~000SH SOLE ~~30534~~11828.000 ~~Minnesota Mng & Mfg Co COM 604059105 273 2307.000 SH SOLE 2307.000~~ Morgan Stanley ~~Dean Witter~~ COM 617446448 ~~1506~~1315 ~~26921~~30526.~~544SH~~550SH SOLE ~~26921~~30526.~~544~~550 Nestle S A Spons Adr COM 641069406 ~~2378~~1910 ~~44662~~32757.000SH SOLE ~~44662~~32757.000 NetBank Inc. COM 640933107 ~~234~~283 ~~22355~~24250.000SH SOLE ~~22355~~24250.000 Nokia Corp Adr COM 654902204 ~~1926~~1116 ~~78501~~77073.~~533SH~~000SH SOLE ~~78501~~77073.~~533~~000 Oracle Corp COM 68389X105 ~~1250~~959 ~~90478~~101228.000SH SOLE ~~90478~~101228.000 Oxford Health Plans COM 691471106 ~~398~~643 ~~13217~~13832.000SH SOLE ~~13217~~13832.000 Pfizer Inc COM 717081103 ~~4016~~3067 ~~100772~~87616.~~151SH~~245SH SOLE ~~100772~~87616.~~151~~245 Platforms Wireless COM 72765a101 21 16900.000SH SOLE 16900.000 Ppg Industries COM 693506107 ~~306~~432 ~~5911~~6984.000 SH SOLE ~~5911~~6984.000 Procter & Gamble COM 742718109 ~~2396~~2062 ~~30280~~23092.~~828SH~~283SH SOLE ~~30280~~23092.~~828~~283 Progress Software COM 743312100 ~~354~~353 ~~20511~~23901.000SH SOLE ~~20511~~23901.000 Regions Financial Corp COM 758940100 ~~315~~362 ~~10515~~10294.000SH SOLE ~~10515~~10294.000 Repsol SaSA ~~Ads~~ADR COM 76026T205 ~~235~~267 ~~16155~~22595.000SH SOLE ~~16155~~22595.000 Rio Tinto Plc Spons Adr COM 767204100 ~~325~~355 ~~4151~~4791.000 SH SOLE ~~4151~~4791.000 ~~S&P Dep Rec Unit Ser 1 COM 78462F103 218 1905.347 SH SOLE 1905.347~~ Siebel Systems, Inc COM 826170102 ~~2630~~727 ~~94012~~51127.000SH SOLE ~~94012~~51127.000 Siemens AG - Unsponsored ADR COM 826197402 ~~2128~~1637 ~~32494~~27559.001SH SOLE ~~32494~~27559.001 Sony Corp Adr COM 835699307 ~~1483~~1608 ~~32873~~30287.146SH SOLE ~~32873~~30287.146 SourceCorp. COM 836167106 300 11310.000SH SOLE 11310.000 Sungard Data Sys Inc COM 867363103 ~~333~~305 ~~11509~~11529.000SH SOLE ~~11509~~11529.000 Synopsys Inc COM 871607107 ~~350~~336 ~~5932~~6137.000 SH SOLE ~~5932~~6137.000 T Rowe Price Group COM 74144T108 ~~297~~341 ~~8540~~10386.~~470~~244SH SH SOLE ~~8540~~10386.~~470~~244 Telecom New Zealand Adr COM 879278208 ~~198~~264 ~~11800~~13509.000SH SOLE ~~11800~~13509.000 ~~Telefonos De Mexico Sa Cv Adr COM 879403780 212 6055.000 SH SOLE 6055.000~~ Tiffany & Co COM 886547108 ~~287~~412 ~~9120~~11690.~~162~~384SH SH SOLE ~~9120~~11690.~~162~~384 Transwitch Corp COM ~~206~~894065101 ~~45785~~34 53235.000SH SOLE ~~45785~~53235.000 ~~Varco~~Tyco ~~International~~Intl COM ~~922126107~~902124106 ~~273~~634 ~~18240~~46960.~~001SH~~093SH SOLE ~~18240~~46960.~~001~~093 Verizon Communications COM 92343v104 ~~243~~225 ~~5130~~5612.000 SH SOLE ~~5130~~5612.000 Visx Intl COM 92844s105 ~~185~~269 ~~13941~~24656.000SH SOLE ~~13941~~24656.000 Vivendi Universal COM 92851S204 ~~1698~~659 ~~31571~~30632.000SH SOLE ~~31571~~30632.000 Vodafone Grp Plc Adr COM ~~92857T107~~92857W100 ~~1779~~933 ~~69273~~68318.000SH SOLE ~~69273~~68318.000 Wal-Mart Stores COM 931142103 ~~2129~~1456 ~~36993~~26470.~~797SH~~255SH SOLE ~~36993~~26470.~~797~~255 WorldCom Inc-WorldCom Group COM 98157d106 ~~1663~~26 ~~118084~~109905.000SH SOLE ~~118084~~109905.000 XLWyeth ~~Capital Ltd~~ COM ~~G98255105~~983024100 ~~338~~313 ~~3700~~6112.000 SH SOLE ~~3700~~6112.000 ~~iShares~~XL ~~MSCI~~Capital ~~EAFE~~Ltd COM ~~464287465~~G98255105 ~~335~~317 ~~2805~~3738.000 SH SOLE ~~2805~~3738.000 iShares ~~Russell~~MSCI ~~1000~~EAFE ~~Growth In~~ COM ~~464287614~~464287465 ~~916~~231 ~~17975~~1945.~~000SH~~000 SH SOLE ~~17975~~1945.000 iShares Russell 1000 Value Ind COM ~~335~~275 ~~6045~~5276.000 SH SOLE ~~6045~~5276.000 iShares Russell 2000 Index COM 464287655 ~~1055~~840 ~~10952~~9263.~~834SH~~329 ~~SOLE 10952.834 iShares Russell 3000 Index COM 464287689 403 6345.000~~ SH SOLE ~~6345~~9263.~~000~~329 iShares S&P 500 Index COM ~~795~~464287200 ~~6950~~913 9225.000 SH SOLE ~~6950~~9225.000 REPORT SUMMARY 9791 DATA RECORDS ~~82515~~61133 0O OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

The information contained in this report should not be used for tax purposes. The cost basis should be independently verified.

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