13F-HR 1 d52267_13f-hr.txt HOLDINGS REPORT ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended September 30, 2002 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. London Pacific Advisors -------------------------------------------------------------------------------- Name of Institutional Investment Manager 2880 Gateway Oaks Drive Sacramento, CA 95833 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-06232 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: David L. Ruff Chief Investment Officer (916) 564-1500 -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ David L. Ruff ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Sacramento, CA 10/24/2002 ------------------------------------------ (Place and Date of Signing) Report Type: |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: $40,110 (thousands) List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. 13F File No.: Name: 13F File No.: Name: ------------- --------------------- ------------- --------------------- 1. 28- 6. ------------- --------------------- ------------- --------------------- 2. 7. ------------- --------------------- ------------- --------------------- 3. 8. ------------- --------------------- ------------- --------------------- 4. 9. ------------- --------------------- ------------- --------------------- 5. 10. ------------- --------------------- ------------- --------------------- FORM 13F INFORMATION TABLE

VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- ---------- --- ---- ------- -------- ---- -------- -------- ---~~-----~~ 3M Co COM 88579Y101 ~~284~~256 ~~2313~~2328.000 SH SOLE ~~2313~~2328.000 ABN Amro Hldg NV ADR COM 000937102 ~~1702~~834 ~~94201~~74833.~~000SH~~000 SH SOLE ~~94201~~74833.000 AOL Time Warner Inc COM 00184A105 ~~848~~640 ~~57642~~54712.~~700SH~~603 SH SOLE ~~57642~~54712.~~700~~603 Alcoa Inc COM 013817101 ~~1894~~884 ~~57129~~45814.~~172SH~~406 SH SOLE ~~57129~~45814.~~172~~406 American Exp Corp COM 025816109 ~~1635~~1103 ~~45030~~35380.~~085SH~~061 SH SOLE ~~45030~~35380.~~085~~061 American Power Conversion COM 029066107 ~~254~~173 ~~20108~~18148.~~000SH~~000 SH SOLE ~~20108~~18148.000 Anheuser Busch COM 035229103 ~~428~~403 ~~8561~~7966.000 SH SOLE ~~8561~~7966.000 Apollo Group Inc Cl A COM 037604105 ~~340~~294 ~~8619~~6765.501 SH SOLE ~~8619~~6765.501 Apple Computer Inc COM 037833100 ~~360~~279 ~~20305~~19235.~~000SH~~000 SH SOLE ~~20305~~19235.000 Applera Corp Applied Biosystem COM 038020103 ~~1009~~782 ~~51775~~42750.~~243SH~~547 SH SOLE ~~51775~~42750.~~243~~547 ~~Atlantic~~Arm ~~Coast~~Hldgs ~~Airlines~~Plc ~~Hldgs.~~Sponsored ADR COM ~~048396105~~042068106 ~~345~~223 ~~15890~~37855.~~000SH~~000 SH SOLE ~~15890~~37855.000 ~~BJs~~Atlantic ~~Wholesale~~Coast ~~Club~~Airlines ~~Inc~~Hldgs. COM ~~05548J106~~048396105 ~~268~~150 ~~6973~~16240.000 SH SOLE ~~6973~~16240.000 Banc One COM 059438101 ~~314~~290 ~~8162~~7767.000 SH SOLE ~~8162~~7767.000 Bank of America Corp COM 060505104 ~~531~~460 ~~7549~~7204.000 SH SOLE ~~7549~~7204.000 Bank of New York Inc COM 064057102 ~~1301~~883 ~~38543~~30740.~~520SH~~300 SH SOLE ~~38543~~30740.~~520~~300 ~~Biogen~~CEC Entertainment Inc. COM ~~090597105~~125137109 ~~202~~266 ~~4883~~7800.000 SH SOLE ~~4883~~7800.000 ~~Bristol Myers Squibb COM 110122108 763 29687.835SH SOLE 29687.835~~ Capital One Finl Corp COM 14040H105 ~~340~~243 ~~5563~~6968.~~104~~151 SH SOLE ~~5563~~6968.~~104~~151 Caterpillar Inc COM 149123101 ~~283~~223 ~~5785~~5995.~~357~~000 SH SOLE ~~5785~~5995.~~357~~000 Cemex SA Spons ADR COM 151290889 ~~341~~247 ~~12948~~11857.~~000SH~~752 SH SOLE ~~12948~~11857.~~000~~752 Cima Labs Inc. COM 171796105 ~~335~~290 ~~13880~~11525.~~000SH~~000 SH SOLE ~~13880~~11525.000 Citigroup COM 172967101 ~~1579~~989 ~~40742~~33354.~~023SH~~061 ~~SOLE 40742.023 City Natl Corp COM 178566105 401 7453.169~~ SH SOLE ~~7453~~33354.~~169~~061 ~~Conoco~~ConocoPhillips ~~Inc.~~ COM ~~208251504~~20825C104 ~~269~~214 ~~9686~~4621.000 SH SOLE ~~9686~~4621.000 Corning Inc COM 219350105 ~~452~~165 ~~127263~~103338.~~594SH~~594 SH SOLE ~~127263~~103338.594 Costco Co Inc COM 22160Q102 ~~1705~~1078 ~~44138~~33314.~~000SH SOLE 44138.~~000 ~~Dave~~SH ~~& Busters, Inc. COM 23833n104 324 26695.000SH~~ SOLE ~~26695~~33314.000 Dell Computer Corp COM 247025109 ~~1592~~1083 ~~60892~~46067.~~000SH SOLE 60892.~~000 ~~Diageo Plc Spons Adr New COM 25243Q205 315 6103.000~~ SH SOLE ~~6103~~46067.000 Dow Chemical Co COM 260543103 ~~366~~294 ~~10633~~10778.~~000SH~~000 SH SOLE ~~10633~~10778.000 Drexler Technology COM ~~261876102~~261876106 ~~442~~265 ~~20458~~18248.~~000SH~~000 SH SOLE ~~20458~~18248.000 Eastman Kodak COM 277461109 ~~222~~200 ~~7609~~7349.000 SH SOLE ~~7609~~7349.000 Estee Lauder COM 518439104 ~~1710~~1124 ~~48585~~39105.~~289SH~~330 SH SOLE ~~48585~~39105.~~289~~330 Exxon Mobil Corp COM 30231G102 ~~1820~~1103 ~~44473~~34580.~~800SH~~199 ~~SOLE 44473.800 Fleet Boston Finl Corp COM 339030108 248 7656.000~~ SH SOLE ~~7656~~34580.~~000~~199 ~~Flextronics Intl LTD Ord COM Y2573F102 157 22071.000SH SOLE 22071.000~~ Gehl Co COM 368483103 ~~309~~212 ~~21529~~20629.~~000SH~~000 SH SOLE ~~21529~~20629.000 General Electric Co COM 369604103 ~~666~~564 ~~22941~~22871.~~000SH~~000 SH SOLE ~~22941~~22871.000 ~~General~~Guidant ~~Motors~~ Corp COM ~~370442105~~401698105 ~~251~~908 ~~4699~~28091.000 SH SOLE ~~4699~~28091.000 ~~Geron Corp COM 374163103 50 10908.000SH SOLE 10908.000~~ H J Heinz Co COM 423074103 ~~287~~220 ~~6971~~6591.000 SH SOLE ~~6971~~6591.000 HSBC Hldgs Plc Spons ADR COM 404280406 ~~1451~~987 ~~24925~~19166.~~000SH~~000 SH SOLE ~~24925~~19166.000 Hewlett Packard COM 428236103 ~~161~~124 ~~10527~~10587.~~000SH~~000 SH SOLE ~~10527~~10587.000 Imaging Diagnostic Sys Com COM 177 37000.~~000SH~~000 SH SOLE 37000.000 Ims Health COM 449934108 ~~259~~196 ~~14427~~13107.~~416SH~~544 SH SOLE ~~14427~~13107.~~416~~544 Intel Corp COM 458140100 ~~1268~~829 ~~69413~~59704.~~870SH~~169 ~~SOLE 69413.870 JP Morgan Chase & Co COM 46625H100 253 7457.066~~ SH SOLE ~~7457~~59704.~~066~~169 Koninklijke Ahold NV COM 500467303 ~~1410~~666 ~~67133~~54775.~~000SH~~000 SH SOLE ~~67133~~54775.000 ~~Martin~~Marsh ~~Marietta~~& ~~Materials~~Mclennan ~~COM~~Cos ~~573284106~~Inc ~~253 6477.965 SH SOLE 6477.965 Maytag Corp~~ COM ~~578592107~~571748102 ~~342~~214 ~~8007~~5140.~~290~~000 SH SOLE ~~8007~~5140.~~290~~000 McCormick & Co Inc Non-Vote COM 579780206 ~~405~~282 ~~15722~~12348.~~729SH~~371 SH SOLE ~~15722~~12348.~~729~~371 Mcgraw-Hill Co Inc COM 580645109 ~~368~~350 ~~6158~~5718.000 SH SOLE ~~6158~~5718.000 Merck & Co Inc COM 589331107 ~~1557~~1181 ~~30740~~25835.~~107SH~~348 SH SOLE ~~30740~~25835.~~107~~348 Mercury Interactive Corp COM 589405109 ~~272~~203 ~~11828~~11803.~~000SH~~000 SH SOLE ~~11828~~11803.000 Morgan Stanley COM 617446448 ~~1315~~835 ~~30526~~24637.~~550SH~~311 SH SOLE ~~30526~~24637.~~550~~311 Nestle S A Spons Adr COM 641069406 ~~1910~~1360 ~~32757~~25372.~~000SH SOLE 32757.~~000 NetBank Inc. COM 640933107 283 24250.000SH SOLE 24250.000 Nokia Corp Adr COM 654902204 1116 77073.000SH SOLE 77073.000 Oracle Corp COM 68389X105 959 101228.000SH SOLE 101228.000 Oxford Health Plans COM 691471106 643 13832.000SH SOLE 13832.000 Pfizer Inc COM 717081103 3067 87616.245SH SOLE 87616.245 Platforms Wireless COM 72765a101 1 16900.000SH SOLE 16900.000 Ppg Industries COM 693506107 432 6984.000 SH SOLE ~~6984~~25372.000 ~~Procter~~NetBank & Gamble COM 742718109 2062 23092.283SH SOLE 23092.283 Progress Software COM 743312100 353 23901.000SH SOLE 23901.000 Regions Financial Corp COM 758940100 362 10294.000SH SOLE 10294.000 Repsol SA ADR COM 76026T205 267 22595.000SH SOLE 22595.000 Rio Tinto Plc Spons Adr COM 767204100 355 4791.000 SH SOLE 4791.000 Siebel Systems, Inc ~~COM 826170102 727 51127~~.~~000SH~~ ~~SOLE 51127.000 Siemens AG - Unsponsored ADR~~ COM ~~826197402~~640933107 ~~1637~~241 ~~27559~~23130.~~001SH SOLE 27559.001 Sony Corp Adr COM 835699307 1608 30287.146SH SOLE 30287.146 SourceCorp. COM 836167106 300 11310.000SH SOLE 11310.~~000 ~~Sungard Data Sys Inc COM 867363103 305 11529.000SH SOLE 11529.000 Synopsys Inc COM 871607107 336 6137.000~~ SH SOLE ~~6137~~23130.000 T Rowe Price Group COM 74144T108 341 10386.244SH SOLE 10386.244 Telecom New Zealand Adr COM 879278208 264 13509.000SH SOLE 13509.000 Tiffany & Co COM 886547108 412 11690.384SH SOLE 11690.384 Transwitch Corp COM 894065101 34 53235.000SH SOLE 53235.000 Tyco Intl COM 902124106 634 46960.093SH SOLE 46960.093 Verizon Communications COM 92343v104 225 5612.000 SH SOLE 5612.000 Visx Intl COM 92844s105 269 24656.000SH SOLE 24656.000 Vivendi Universal COM 92851S204 659 30632.000SH SOLE 30632.000 Vodafone Grp Plc Adr COM 92857W100 933 68318.000SH SOLE 68318.000 Wal-Mart Stores COM 931142103 1456 26470.255SH SOLE 26470.255 WorldCom Inc-WorldCom Group COM 98157d106 26 109905.000SH SOLE 109905.000 Wyeth COM 983024100 313 6112.000 SH SOLE 6112.000 XL Capital Ltd COM G98255105 317 3738.000 SH SOLE 3738.000 iShares MSCI EAFE COM 464287465 231 1945.000 SH SOLE 1945.000 iShares Russell 1000 Value Ind COM 275 5276.000 SH SOLE 5276.000 iShares Russell 2000 Index COM 464287655 840 9263.329 SH SOLE 9263.329 iShares S&P 500 Index COM 464287200 913 9225.000 SH SOLE 9225.000 REPORT SUMMARY 91 DATA RECORDS 61133 O OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

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