4//SEC Filing
FORTUNE CARTER M 4
Accession 0001169232-09-003681
CIK 0000851249other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 7:28 PM ET
Size
8.5 KB
Accession
0001169232-09-003681
Insider Transaction Report
Form 4
FORTUNE CARTER M
DirectorChairman10% Owner
Transactions
- Purchase
Common Stock
2009-08-11$3.75/sh+1,333$4,999→ 2,704,619 total(indirect: See Footnote)
Holdings
- 4,237,852
Common Stock
- 1,810,525(indirect: See Footnote)
Common Stock
- 80,000(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]As a member of a Section 13(d) Reporting Group, the Reporting Person may be deemed to be an indirect beneficial owner of the shares owned by the other member of the Control Group, John F. Fisbeck. Neither the fact of this filing nor anything contained herein shall be deemed to be an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.
- [F2]14 West, LLC acquired 1,333 shares of the Issuer's Common Stock from one of the shareholders of the Company's Precision Employee Management, Inc. subsidiary through a private sale occurring pursuant to the exercise of put sale rights held by the shareholder in relation to the acquisition of Precision Employee Management, Inc. by the Company in 2007.
- [F3]The Reporting Person shares an indirect beneficial ownership interest in 2,704,619 shares of Company Common Stock held by 14 West, LLC. 14 West, LLC holds a total of 2,704,619 shares of Company Common Stock.
Documents
Issuer
FORTUNE INDUSTRIES, INC.
CIK 0000851249
Entity typeother
Related Parties
1- filerCIK 0001121307
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 7:28 PM ET
- Size
- 8.5 KB