4//SEC Filing
Thorp Clay 4
Accession 0001169245-23-000032
CIK 0001169245other
Filed
May 18, 8:00 PM ET
Accepted
May 19, 4:18 PM ET
Size
8.9 KB
Accession
0001169245-23-000032
Insider Transaction Report
Form 4
Thorp Clay
Director10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-05-19+3,750→ 0 total→ Common Stock (3,750 underlying) - Exercise/Conversion
Common Stock
2023-05-19+3,750→ 36,693 total
Holdings
- 3,545,040(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of PhaseBio Pharmaceuticals, Inc. common stock.
- [F2]The Reporting Person is one of the general partners of: (i) Hatteras Venture Advisors III, LLC, the general partner of HVP III and HVA III; (ii) Hatteras Venture Advisors IV SBIC, LLC, the general partner of HVP IV SBIC; and (iii) Hatteras Venture Advisors IV, LLC, the general partner of Hatteras Venture Partners IV, LP ("HVP IV") and Hatteras NC Fund, LP ("Hatteras NC"). HVP III, HVA III, HVP IV SBIC, HVP IV and Hatteras NC are the record holders of the securities, and the reporting person may be deemed to share voting and dispositive power over the securities held by HVP III, HVA III, HVP IV SBIC, HVP IV and Hatteras NC.
- [F3]The Reporting Person disclaims beneficial ownership of these securities and this report is not an admission that the reporting person is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
- [F4]The RSUs vested and were delivered to the Reporting Person on the one-year anniversary of the grant date, subject to the Reporting Person's continuous service through such date.
Documents
Issuer
PhaseBio Pharmaceuticals Inc
CIK 0001169245
Entity typeother
Related Parties
1- filerCIK 0001592380
Filing Metadata
- Form type
- 4
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 4:18 PM ET
- Size
- 8.9 KB