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AXS ONE INC 4

Accession 0001169917-05-000005

CIK 0000947427operating

View on SEC.gov Company Profile

Filed

Sep 21, 8:00 PM ET

Accepted

Sep 22, 2:16 PM ET

Size

10.1 KB

Accession

0001169917-05-000005

Insider Transaction Report

Form 4

Period: 2005-09-20

Lyons William P

DirectorChairman of the Board and CEO

Transactions

Purchase
AXS-One Inc. Class C Warrants
2005-09-20+15,787→ 15,787 total(indirect: Lyons Partners)
Exercise: $1.90Exp: 2008-06-20→ Common Stock (15,787 underlying)
Purchase
AXS-One Inc. Class D Warrants
2005-09-20+15,786→ 15,786 total(indirect: Lyons Partners)
Exercise: $2.15Exp: 2008-06-20→ Common Stock (15,786 underlying)
Purchase
AXS-One Inc. Common Stock
2005-09-20$1.49/sh+157,866$235,062→ 257,466 total(indirect: Lyons Partners)

Footnotes (3)

[F1]Amount of Securities Beneficially Owned following reported Transaction includes: 167,866 securities, Indirect Ownership 89,600 securities, Direct Ownership
[F2]Upon Issuance
[F3]Issued in Private Placement

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

AXS ONE INC

CIK 0000947427

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000947427

Filing Metadata

Form type: 4
Filed: Sep 21, 8:00 PM ET
Accepted: Sep 22, 2:16 PM ET
Size: 10.1 KB

View on SEC.gov