Home/Filings/4/0001169917-08-000007
4//SEC Filing

AXS ONE INC 4

Accession 0001169917-08-000007

CIK 0000947427operating

Filed

Nov 2, 7:00 PM ET

Accepted

Nov 3, 4:05 PM ET

Size

8.2 KB

Accession

0001169917-08-000007

Insider Transaction Report

Form 4
Period: 2008-10-30
Lyons William P
DirectorChairman of the Board and CEO
Transactions
  • Purchase

    Common Stock Warrant

    2008-10-30+150,000150,000 total
    Exercise: $0.01From: 2008-10-30Exp: 2015-10-30Common Stock (150,000 underlying)
  • Purchase

    Series E 6% Convertible Promissory Note

    2008-10-30$50000.00/sh
    Exercise: $1.00From: 2008-10-30Exp: 2009-05-29Common Stock (50,000 underlying)
Footnotes (2)
  • [F1]This number does not include interest on the note which may be converted into shares of common stock as well.
  • [F2]These warrants were issued as additional consideration for the purchase of the Series E 6% Convertible Promissory Note.

Issuer

AXS ONE INC

CIK 0000947427

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000947427

Filing Metadata

Form type
4
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 4:05 PM ET
Size
8.2 KB