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Home/Filings/4/0001169917-09-000002
4//SEC Filing

AXS ONE INC 4

Accession 0001169917-09-000002

CIK 0000947427operating
View on SEC.govCompany Profile

Filed

Jun 22, 8:00 PM ET

Accepted

Jun 23, 10:28 AM ET

Size

8.5 KB

Accession

0001169917-09-000002

Insider Transaction Report

Form 4
Period: 2009-06-19
AXS ONE INCAXSO.OB
Lyons William P
DirectorChairman of the Board and CEO
Transactions
  • Exercise of In-Money

    Common Stock

    2009-06-19$0.01/sh+150,000$1,500→ 1,649,033 total
  • Exercise of In-Money

    Common Stock Warrant

    2009-06-19−150,000→ 0 total
    Exercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (150,000 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    99,600

  • Common Stock

    (indirect: By Lyons Partners)
    557,866

Documents

1 file

Issuer

AXS ONE INC

CIK 0000947427

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000947427

Filing Metadata

Form type
4
Filed
Jun 22, 8:00 PM ET
Accepted
Jun 23, 10:28 AM ET
Size
8.5 KB
View on SEC.gov