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4//SEC Filing

LITHIA MOTORS INC 4

Accession 0001170773-04-000003

$LADCIK 0001023128operating
View on SEC.govCompany Profile

Filed

Jan 7, 7:00 PM ET

Accepted

Jan 8, 6:20 PM ET

Size

18.9 KB

Accession

0001170773-04-000003

Insider Transaction Report

Form 4
Period: 2003-12-12
LITHIA MOTORS INCLAD
HEIMANN M L DICK
DirectorPresident of Corporate Affairs
Transactions
  • Exercise/Conversion

    Stock Option (1999sd) (ISO) (right to buy)

    2004-01-01−12,000→ 0 total
    Exercise: $18.15Exp: 2004-01-01→ Class A Common (12,000 underlying)
  • Gift

    Class A Common

    2003-12-12−3,200→ 109,700 total
  • Gift

    Class A Common

    2003-12-16−3,000→ 106,700 total
  • Exercise/Conversion

    Class A Common

    2004-01-01$18.15/sh+12,000$217,800→ 118,700 total
Holdings

  • Stock Option (2001) (NQ) (right to buy)

    Exercise: $1.00From: 2005-12-26Exp: 2010-12-26→ Class A Common (16,000 underlying)
    16,000

  • Stock Option (2000sd) (NQ) (right to buy)

    Exercise: $16.75Exp: 2010-01-06→ Class A Common (22,010 underlying)
    22,010

  • Class B Common

    (indirect: By LLC)
    Exercise: $0.00→ Class A Common (1,390,188 underlying)
    1,390,188

  • Stock Option (2001nq) (right to buy)

    Exercise: $19.24From: 2006-12-26Exp: 2011-12-26→ Class A Common (16,000 underlying)
    16,000

  • Class A Common

    (indirect: By 401(k))
    26,045

  • Stock Option (1997sd) (NQ) (right to buy)

    Exercise: $1.00Exp: 2005-12-31→ Class A Common (3,636 underlying)
    3,636

  • Stock Option (2000sd) (ISO) (right to buy)

    Exercise: $18.43Exp: 2005-01-06→ Class A Common (9,990 underlying)
    9,990

  • Stock Option (2002nq) (right to buy)

    Exercise: $15.13From: 2007-12-26Exp: 2012-12-26→ Class A Common (16,000 underlying)
    16,000

  • Stock Option (2001sd) (NQ) (right to purchase)

    Exercise: $11.81Exp: 2010-12-26→ Class A Common (31,788 underlying)
    31,788

  • Class A Common

    (indirect: By Spouse)
    15,964

  • Stock Option (2001) (ISO) (right to purchase)

    Exercise: $12.99From: 2000-12-26Exp: 2005-12-26→ Class A Common (7,494 underlying)
    7,494
Footnotes (7)
  • [F1]The options vest as follows: 292 on 1/1/00, 5,509 on 1/1/01, 5,508 on 1/1/02 and 691 on 1/6/03.
  • [F2]Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion.
  • [F3]The Class B Common stock is owned by Heimann Family, LLC, of which M.L. Dick Heimann is the majority member and its sole manager and he has elected to report all of the securities owned by the LLC as being beneficially owned by him.
  • [F4]The options vest as to 20% of the total grant on the date of grant and 20% each anniversary date thereafter.
  • [F5]The options vest as follows: 4,745 on 1/6/03 and 5,245 on 1/6/04.
  • [F6]The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02.
  • [F7]The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04

Documents

1 file

Issuer

LITHIA MOTORS INC

CIK 0001023128

→
Entity typeoperating
IncorporatedOR

Related Parties

1
  • filerCIK 0001023128

Filing Metadata

Form type
4
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 6:20 PM ET
Size
18.9 KB
View on SEC.gov