LITHIA MOTORS INC 4

4 · LITHIA MOTORS INC · Filed Mar 15, 2004

Form 4

Period: 2004-03-11

DirectorPresident of Corporate Affairs

Transactions

Award
Stock Option (right to buy)
2004-03-11+16,002→ 16,002 total
Exercise: $29.42From: 2009-03-11Exp: 2010-03-11→ Class A Common (16,002 underlying)

Holdings

Class A Common
118,700
Stock Option (2002nq) (right to buy)
Exercise: $15.13From: 2007-12-26Exp: 2012-12-26→ Class A Common (16,000 underlying)
16,000
Class A Common
(indirect: By 401(k))
26,045
Class B Common
(indirect: By LLC)
Exercise: $0.00→ Class A Common (1,390,188 underlying)
1,390,188
Stock Option (2001) (NQ) (right to buy)
Exercise: $1.00From: 2005-12-26Exp: 2010-12-26→ Class A Common (16,000 underlying)
16,000
Stock Option (2001) (ISO) (right to purchase)
Exercise: $12.99From: 2000-12-26Exp: 2005-12-26→ Class A Common (7,494 underlying)
7,494
Stock Option (2001nq) (right to buy)
Exercise: $19.24From: 2006-12-26Exp: 2011-12-26→ Class A Common (16,000 underlying)
16,000
Stock Option (1997sd) (NQ) (right to buy)
Exercise: $1.00Exp: 2005-12-31→ Class A Common (3,636 underlying)
3,636
Stock Option (2000sd) (NQ) (right to buy)
Exercise: $16.75Exp: 2010-01-06→ Class A Common (22,010 underlying)
22,010
Stock Option (2001sd) (NQ) (right to purchase)
Exercise: $11.81Exp: 2010-12-26→ Class A Common (31,788 underlying)
31,788
Class A Common
(indirect: By Spouse)
15,964
Stock Option (2000sd) (ISO) (right to buy)
Exercise: $18.43Exp: 2005-01-06→ Class A Common (9,990 underlying)
9,990

Footnotes (6)

[F1]Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion.
[F2]The Class B Common stock is owned by Heimann Family, LLC, of which M.L. Dick Heimann is the majority member and its sole manager and he has elected to report all of the securities owned by the LLC as being beneficially owned by him.
[F3]The options vest as to 20% of the total grant on the date of grant and 20% each anniversary date thereafter.
[F4]The options vest as follows: 4,745 on 1/6/03 and 5,245 on 1/6/04.
[F5]The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02.
[F6]The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04

Documents

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