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NIX JEANNE BOWEN 4

Accession 0001170918-04-000569

CIK 0001089575other
View on SEC.govCompany Profile

Filed

Sep 1, 8:00 PM ET

Accepted

Sep 2, 9:54 PM ET

Size

15.5 KB

Accession

0001170918-04-000569

Insider Transaction Report

Form 4
Period: 2004-07-31
NATIONAL COAL CORPNLCP
NIX JEANNE BOWEN
Secretary and Treasurer
Transactions
  • Other

    Call Option (right to buy)

    2004-07-31−1→ 0 total(indirect: By Spouse)
    From: 2004-06-30Exp: 2004-07-31→ Common Stock (10,574,832 underlying)
  • Purchase

    Call Option (right to buy)

    2004-08-13$10000.00/sh+1$10,000→ 1 total(indirect: By Spouse)
    From: 2004-06-30Exp: 2004-09-30→ Common Stock (10,574,832 underlying)
  • Other

    Call Option (right to buy)

    2004-08-31−34→ 1 total(indirect: By Spouse)
    From: 2004-06-30Exp: 2004-09-30→ Common Stock (5,380,277 underlying)
  • Other

    Call Option (right to buy)

    2004-08-13−1→ 0 total(indirect: By Spouse)
    From: 2004-06-30Exp: 2004-08-13→ Common Stock (10,574,832 underlying)
  • Purchase

    Call Option (right to buy)

    2004-07-31$10000.00/sh+1$10,000→ 1 total(indirect: By Spouse)
    From: 2004-06-30Exp: 2004-08-13→ Common Stock (10,574,832 underlying)
Footnotes (4)
  • [F1]The exercise price for 5,000,000 shares is $0.55 per share and the exercise price for the remaining 5,574,832 shares is $0.65 per share.
  • [F2]Amendment of outstanding option resulting in deemed cancellation of option and grant of replacement option.
  • [F3]The Reporting Person may be deemed to beneficially own such shares but disclaims beneficial ownership in such shares, except to the extent of the Reporting Person's pecuniary interest therein.
  • [F4]Portions of this option were assigned to 34 separate parties to purchase an aggregate of 5,380,277 shares of Common Stock. This option remains exercisable for an aggregate of 5,194,555 shares of Common Stock. The exercise price for 4,700,000 shares is $0.55 per share and the exercise price for the remaining 494,555 shares is $0.65 per share.

Documents

1 file

Issuer

NATIONAL COAL CORP

CIK 0001089575

→
Entity typeother

Related Parties

1
  • filerCIK 0001262331

Filing Metadata

Form type
4
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 9:54 PM ET
Size
15.5 KB
View on SEC.gov