NATIONAL COAL CORP·4

Jan 12, 6:04 PM ET

Malys Gerald J 4

4 · NATIONAL COAL CORP · Filed Jan 12, 2010

Insider Transaction Report

Form 4
Period: 2010-01-08
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-01-0875,0000 total
    Exercise: $4.99Exp: 2016-11-01Common Stock (75,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-01-08+75,00075,000 total
    Exercise: $1.14Exp: 2016-11-01Common Stock (75,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-01-0810,0000 total
    Exercise: $4.85Exp: 2018-04-25Common Stock (10,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2010-01-08+10,00010,000 total
    Exercise: $1.14Exp: 2018-04-25Common Stock (10,000 underlying)
Footnotes (3)
  • [F1]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 1, 2006 and provides for vesting in four equal annual installments beginning on November 1, 2007.
  • [F2]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on April 25, 2008 and provided for full vesting on the date of grant.
  • [F3]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 26, 2008 and provided for vesting in full on June 26, 2009.

Documents

1 file
  • 4
    sam10-002_ex.xmlPrimary