|4/ADec 12, 5:37 PM ET

Gonzalez Matt 4/A

4/A · Marygold Companies, Inc. · Filed Dec 12, 2024

Insider Transaction Report

Form 4/AAmended
Period: 2023-03-29
Transactions
  • Exercise/Conversion

    Series B, Convertible, Voting, Preferred Stock

    2010-09-08$0.24/sh+11,670$2,80111,670 total
    Common Stock (233,400 underlying)
  • Award

    Common Stock

    2024-12-06$1.38/sh+3,623$5,0006,444 total
  • Award

    Common Stock

    2023-03-29$1.71/sh+2,924$5,0002,924 total
  • Award

    Common Stock

    2024-12-09$1.48/sh+3,378$4,9999,925 total
Footnotes (4)
  • [F1]Restricted shares granted on March 29, 2023, as compensation for services as a director for the period November 11, 2022 through November 17, 2023, all of which vested on December 6, 2024.
  • [F2]Shares granted on December 6, 2024, as compensation for services as a director for the period November 17, 2023 through November 8, 2024, all of which vested on December 6, 2024.
  • [F3]Restricted shares granted on December 9, 2024, as compensation for services as a director for the period November 8, 2024 through November 7, 2025. 281 shares vested on December 9, 2024, and monthly thereafter and fully vesting on November 7, 2025.
  • [F4]The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefor.

Documents

1 file
  • 4
    ownership.xml