Gonzalez Matt 4
4 · Marygold Companies, Inc. · Filed Nov 10, 2025
Insider Transaction Report
Form 4
Gonzalez Matt
Director
Transactions
- Exercise/Conversion
Series B, Convertible, Voting, Preferred Stock
2010-09-08$0.24/sh+11,670$2,801→ 11,670 total→ Common Stock (233,400 underlying) - Award
Common Stock
2025-11-07$1.03/sh+4,854$5,000→ 14,779 total
Footnotes (2)
- [F1]Restricted shares granted on November 7, 2025, as compensation for services as a director for the period November 7, 2025 through November 6, 2026. [#] shares vested on November 7, 2025, and monthly thereafter and fully vesting on October 7, 2026.
- [F2]The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefore.