WESTWOOD HOLDINGS GROUP INC·4

Jul 7, 7:32 PM ET

BYRNE SUSAN M 4

4 · WESTWOOD HOLDINGS GROUP INC · Filed Jul 7, 2026

Research Summary

AI-generated summary of this filing

Updated

Westwood Holdings (WHG) Director Emerita Susan Byrne Sells Shares

What Happened Susan M. Byrne, Director Emerita of Westwood Holdings Group Inc. (WHG), sold a total of 8,465 shares in open-market transactions executed under a Rule 10b5-1 trading plan. The three disposals were: 400 shares on 2026-04-07 (weighted avg $16.13, $6,451), 3,584 shares on 2026-07-01 (weighted avg $19.35, $69,361), and 4,481 shares on 2026-07-02 (weighted avg $19.88, $89,065). Combined proceeds were about $164,877. These were sales (S), generally considered routine disposition activity rather than an insider purchase signal.

Key Details

  • Transaction dates and reported weighted-average prices/values:
    • 2026-04-07 — 400 shares @ $16.13 (weighted range $16.04–$16.36) — $6,451. (F1, F2)
    • 2026-07-01 — 3,584 shares @ $19.35 (weighted range $19.07–$19.72) — $69,361. (F3)
    • 2026-07-02 — 4,481 shares @ $19.88 (weighted range $19.00–$20.19) — $89,065. (F4)
  • Total: 8,465 shares sold for approx. $164,877.
  • Shares owned after the transactions: not specified in the provided filing excerpt.
  • Plan / disclosure notes:
    • Sales were effected pursuant to a Rule 10b5-1 trading plan adopted 2026-04-01 (per filing remarks).
    • The 4/7/2026 transaction was identified during a later broker reconciliation and was not reported within the required time period (administrative oversight). The Form 4 was filed 2026-07-07 — transactionTimeliness = 'L'.
  • The filing notes that reported prices are weighted averages across multiple executions; the reporting person will provide detailed per-trade info upon request.

Context A 10b5-1 plan is a pre-set trading arrangement that allows insiders to sell shares at prearranged times and is commonly used to avoid trading on material nonpublic information. Because these sales were executed under such a plan and involve a director emerita (a non-executive role), they are typically viewed as routine disposition rather than a direct signal about company prospects. The late reporting of the April trade appears to be administrative; late Form 4 filings can reduce transparency for investors, so note the timing when assessing insider activity.

Insider Transaction Report

Form 4
Period: 2026-04-07
Transactions
  • Sale

    common stock

    [F1][F2]
    2026-04-07$16.13/sh400$6,451238,509 total
  • Sale

    common stock

    [F3]
    2026-07-01$19.35/sh3,584$69,361234,925 total
  • Sale

    common stock

    [F4]
    2026-07-02$19.88/sh4,481$89,065230,444 total
Footnotes (4)
  • [F1]This transaction was effected on April 7, 2026 pursuant to a 10b5-1 trading plan and was identified during a subsequent reconciliation with the broker. Due to an administrative oversight, the transaction was not reported within the required time period.
  • [F2]The reported price reflects the weighted average sale price for shares sold in multiple transactions at prices ranging from $16.04 to $16.36. The reporting person will provide detailed information regarding such transactions upon request.
  • [F3]The reported price reflects the weighted average sale price for shares sold in multiple transactions at prices ranging from $19.07 to $19.72. The reporting person will provide detailed information regarding such transactions upon request.
  • [F4]The reported price reflects the weighted average sale price for shares sold in multiple transactions at prices ranging from $19.00 to $20.19. The reporting person will provide detailed information regarding such transactions upon request.
Signature
Jonathan Richard Nahhat, as attorney-in-fact|2026-07-07

Documents

1 file
  • 4
    wk-form4_1783467165.xmlPrimary

    FORM 4