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4//SEC Filing

DATARAM CORP 4

Accession 0001171520-14-000562

$USAUCIK 0000027093operating
View on SEC.govCompany Profile

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 10:47 AM ET

Size

15.4 KB

Accession

0001171520-14-000562

Insider Transaction Report

Form 4
Period: 2014-07-15
DATARAM CORPDRAM
LOUGEE ANTHONY
Controller
Transactions
  • Award

    Common Stock Warrants

    2014-07-15$2.94/sh+3,000$8,820→ 3,000 total
    Exercise: $2.94→ Common Stock
  • Award

    Common Stock Warrants

    2014-07-15$3.00/sh+3,000$9,000→ 3,000 total
    Exercise: $3.00→ Common Stock
  • Award

    Common Stock Warrants

    2014-07-15$3.50/sh+3,000$10,500→ 3,000 total
    Exercise: $3.50→ Common Stock
  • Award

    Subordinated Secured Convertible Bridge Note

    2014-07-15$2.94/sh+2,551$7,500→ 2,551 total
    Exercise: $2.94→ Common Stock
Holdings

  • Common Stock, $1.00 par value

    1,000

  • Common Stock, $1.00 par value

    (indirect: By 401(k))
    475

  • Option

    Exercise: $15.42From: 2009-09-24Exp: 2014-09-24→ Common Stock (1,000 underlying)
    1,000
Footnotes (3)
  • [F1]The number of options and respective exercise prices have been adjusted to reflect a 1-for-6 reverse stock split effective as of March 15, 2013. Options were granted at an exercise price equal to the closing market price of the Company's common stock on the date of grant.
  • [F2]On July 15, 2014, the reporting person entered into a Subordinated Secured Convertible Bridge Note and Warrant Purchase Agreement (the "Agreement") governing the issuance of up to $750,000 aggregate principal amount of Subordinated Secured Convertible Bridge Notes (the "Notes") and Warrants. Pursuant to the terms of the Purchase Agreement, the reporting person purchased $7,500 of Notes and Warrants to purchase 9,000 shares of the Company's Common Stock at exercise prices between $2.94 and $3.50 per share. The Warrants are exercisable for a t1ve (5) year period commencing on the six month anniversary from the date of issuance.
  • [F3]The Notes are convertible at any time prior to maturity into shares of the Company's common stock at the rate of one share for each $2.94 of principal amount of the Notes. The Notes mature on October 15, 2014 (subject to a three (3) month extension at the option of a majority in principal amount of the Notes).

Documents

1 file

Issuer

DATARAM CORP

CIK 0000027093

→
Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0000027093

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 10:47 AM ET
Size
15.4 KB
View on SEC.gov