RETAIL OPPORTUNITY INVESTMENTS CORP·4

Mar 15, 2:08 PM ET

ROCHE JOHN 4

4 · RETAIL OPPORTUNITY INVESTMENTS CORP · Filed Mar 15, 2011

Insider Transaction Report

Form 4
Period: 2011-03-11
ROCHE JOHN
Chief Financial Officer
Transactions
  • Award

    Common Stock, par value $0.0001 per share

    2011-03-11+25,000123,200 total
  • Award

    Employee Stock Option (right to buy)

    2011-03-11+50,00050,000 total
    Exercise: $10.88Exp: 2021-03-11Common Stock, par value $0.0001 per share (50,000 underlying)
Footnotes (2)
  • [F1]Represents shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan and vest as to 8,334 shares on December 31, 2011, 8,333 shares on December 31, 2012 and 8,333 shares on December 31, 2013.
  • [F2]Represents stock options that were granted pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan and become exercisable as to 16,667 shares on December 31, 2011, 16,667 shares on December 31, 2012 and 16,666 shares on December 31, 2013.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES