4//SEC Filing
ROCHE JOHN 4
Accession 0001171843-12-000044
CIK 0001407623other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 6:37 PM ET
Size
6.7 KB
Accession
0001171843-12-000044
Insider Transaction Report
Form 4
ROCHE JOHN
Chief Financial Officer
Transactions
- Tax Payment
Common Stock, par value $0.0001 per share
2011-12-31$11.84/sh−12,742$150,865→ 118,791 total - Award
Common Stock, par value $0.0001 per share
2011-12-31+8,333→ 131,533 total
Footnotes (2)
- [F1]On March 11, 2011, the reporting person was granted 25,000 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. The shares vest as to 8,333 shares on December 31, 2011, 8,333 shares on December 31, 2012 and 8,334 shares on December 31, 2013 based on the Issuer's achievement of certain performance criteria for each of the 12 months ending December 31, 2011, 2012 and 2013. The performance criteria for 2011 were met, resulting in vesting of 8,333 shares.
- [F2]Consists of shares of Common Stock withheld by the Issuer in order to satisfy the tax withholding obligation of the reporting person in connection with shares of restricted Common Stock that vested.
Issuer
RETAIL OPPORTUNITY INVESTMENTS CORP
CIK 0001407623
Entity typeother
Related Parties
1- filerCIK 0001219394
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 6:37 PM ET
- Size
- 6.7 KB