4//SEC Filing
ANDERSON ALLEN J 4
Accession 0001171843-12-004397
CIK 0000039677other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 6:38 PM ET
Size
10.6 KB
Accession
0001171843-12-004397
Insider Transaction Report
Form 4
AV Homes, Inc.AVHI
ANDERSON ALLEN J
Director
Transactions
- Tax Payment
Common Stock
2012-12-03−29,085→ 140,680 total - Sale
Common Stock
2012-12-04$12.67/sh−39,822$504,545→ 64,678 total - Award
Common Stock
2012-12-03+70,000→ 169,765 total - Sale
Common Stock
2012-12-03$12.92/sh−36,180$467,446→ 104,500 total
Footnotes (6)
- [F1]Represents the unrestricted shares of common stock held by the Reporting Person. The Reporting Person misreported his holdings of unrestricted shares of common stock in his last Form 4.
- [F2]Represents 70,000 shares of restricted common stock that vested on December 3, 2012.
- [F3]Represents 29,085 shares of the Issuer's common stock withheld by the Issuer as payment of Reporting Person's tax liability upon the vesting of 70,000 shares of restricted common stock.
- [F4]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2012.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.63 - $13.25, inclusive. The reporting person undertakes to provide to AV Homes, Inc., any security holder of AV Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.52 - $13.11, inclusive. The reporting person undertakes to provide to AV Homes, Inc., any security holder of AV Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Issuer
AV Homes, Inc.
CIK 0000039677
Entity typeother
Related Parties
1- filerCIK 0001265924
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 6:38 PM ET
- Size
- 10.6 KB