PEEBLES ROSS G. 4
4 · Global Geophysical Services Inc · Filed Jan 29, 2013
Insider Transaction Report
Form 4
PEEBLES ROSS G.
Sr. VP, E&P Services
Transactions
- Award
Common Stock
2013-01-25+35,000→ 71,594 total - Other
Common Stock
2012-12-31$3.27/sh+940$3,074→ 36,594 total
Holdings
- 35,654
Common Stock
Footnotes (2)
- [F1]Shares acquired under the issuer's Employee Stock Purchase Plan (ESPP), a plan qualified under Section 423 of the Internal Revenue Code, based on the quaterly report for Q4, 2012. The ESPP shares were purchased following the reporting person's last Section 16 filing. This transaction is exempt under Rule 16b-3(c).
- [F2]Shares granted per that employment agreement and related reward agreement, effective January 25, 2013, being subject to GGS' standard vesting requirements over eight (8) calendar quarters, more specifically 12.5% (twelve and one-half percent) of the total shares will vest on each of the following dates: June 30, 2014, September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, and March 31, 2016.