Neibart Lee S 4
4 · RETAIL OPPORTUNITY INVESTMENTS CORP · Filed May 8, 2013
Insider Transaction Report
Form 4
Neibart Lee S
Director10% Owner
Transactions
- Award
Common Stock, par value $0.0001 per share
2013-05-07+3,000→ 8,000 total
Holdings
- 688,500(indirect: See footnote)
Common Stock, par value $0.0001 per share
Footnotes (2)
- [F1]The reporting person was granted 3,000 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. The shares vest in equal installments on January 1, 2014 and the first two anniversaries thereafter.
- [F2]NRDC is the direct owner of 688,500 shares of the Issuer's Common Stock. William L. Mack, Robert C. Baker, Richard A. Baker and Lee S. Neibart, as the sole members and managers of NRDC, may be deemed to be the beneficial owners of the shares of the Issuer's Common Stock held by NRDC.