RETAIL OPPORTUNITY INVESTMENTS CORP 4
4 · RETAIL OPPORTUNITY INVESTMENTS CORP · Filed Mar 18, 2014
Insider Transaction Report
Form 4
Neibart Lee S
Director10% Owner
Transactions
- Award
Common Stock, par value $0.0001 per share
2014-03-14+3,000→ 79,850 total
Footnotes (2)
- [F1]The reporting person was granted 3,000 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. The shares vest in equal installments on January 1, 2015 and the first two anniversaries thereafter.
- [F2]Includes 68,850 shares received by the reporting person as part of a pro rata distribution from NRDC Capital Management, LLC, of which William L. Mack, Robert C. Baker, Richard A. Baker and Lee S. Neibart, were the sole members and managers. In prior reports, the reporting person reported indirect beneficial ownership of 688,500 shares.