4//SEC Filing
RETAIL OPPORTUNITY INVESTMENTS CORP 4
Accession 0001171843-14-001320
CIK 0001407623operating
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 4:58 PM ET
Size
5.2 KB
Accession
0001171843-14-001320
Insider Transaction Report
Form 4
Neibart Lee S
Director10% Owner
Transactions
- Award
Common Stock, par value $0.0001 per share
2014-03-14+3,000→ 79,850 total
Footnotes (2)
- [F1]The reporting person was granted 3,000 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. The shares vest in equal installments on January 1, 2015 and the first two anniversaries thereafter.
- [F2]Includes 68,850 shares received by the reporting person as part of a pro rata distribution from NRDC Capital Management, LLC, of which William L. Mack, Robert C. Baker, Richard A. Baker and Lee S. Neibart, were the sole members and managers. In prior reports, the reporting person reported indirect beneficial ownership of 688,500 shares.
Issuer
RETAIL OPPORTUNITY INVESTMENTS CORP
CIK 0001407623
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001407623
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 4:58 PM ET
- Size
- 5.2 KB