Home/Filings/4/0001171843-14-004911
4//SEC Filing

AKORN INC 4

Accession 0001171843-14-004911

CIK 0000003116operating

Filed

Oct 21, 8:00 PM ET

Accepted

Oct 22, 8:02 PM ET

Size

20.7 KB

Accession

0001171843-14-004911

Insider Transaction Report

Form 4
Period: 2014-10-21
Silverberg Mark M
Exec.VP,Ops,Global QA&TechServ
Transactions
  • Exercise/Conversion

    Common Stock

    2014-10-21$1.11/sh+50,000$55,500119,911 total
  • Exercise/Conversion

    Common Stock

    2014-10-21$1.60/sh+50,000$80,000169,911 total
  • Exercise/Conversion

    Common Stock

    2014-10-21$1.60/sh+35,000$56,000204,911 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-10-2135,0000 total
    Exercise: $1.60Exp: 2014-11-19Common Stock (35,000 underlying)
  • Exercise/Conversion

    Common Stock

    2014-10-21$1.60/sh+75,000$120,000279,911 total
  • Sale

    Common Stock

    2014-10-21$40.00/sh72,491$2,899,640207,420 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-10-2150,0000 total
    Exercise: $1.11Exp: 2019-05-26Common Stock (50,000 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-10-2150,0000 total
    Exercise: $1.60Exp: 2014-11-19Common Stock (50,000 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2014-10-2175,0000 total
    Exercise: $1.60Exp: 2014-11-19Common Stock (75,000 underlying)
Footnotes (8)
  • [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014.
  • [F2]Proceeds from the sale were used to pay exercise price and taxes due upon exercise of options.
  • [F3]Amount of Shares Beneficially Owned Following Reported Transaction includes 22,535 unvested shares subject to a restricted stock awards and 184,885 shares owned outright.
  • [F4]The option vested in three annual installments with 16,666 options vesting on May 26, 2010, and 16,667 options vesting on each of May 26, 2011 and May 26, 2012.
  • [F5]The option vested in three annual installments with 16,666 options vesting on November 19, 2010, and 16,667 options vesting on each of November 19, 2011 and November 19, 2012.
  • [F6]The option vested in four annual installments with 8,750 vesting on each of November 19, 2009, November 19, 2010, November 19, 2011, and November 19, 2012.
  • [F7]The option vested in four annual installments with 18,750 vesting on each of November 19, 2009, November 19, 2010, November 19, 2011, and November 19, 2012
  • [F8]There was no consideration given in exchange for the security.

Issuer

AKORN INC

CIK 0000003116

Entity typeoperating
IncorporatedLA

Related Parties

1
  • filerCIK 0000003116

Filing Metadata

Form type
4
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 8:02 PM ET
Size
20.7 KB