RETAIL OPPORTUNITY INVESTMENTS CORP 4
4 · RETAIL OPPORTUNITY INVESTMENTS CORP · Filed Jan 4, 2017
Insider Transaction Report
Form 4
PERSICO CHARLES J.
Director
Transactions
- Sale
Common Stock, par value $0.0001 per share
[F1][F2]2011-05-11$10.83/sh−5,000$54,140→ 0 total(indirect: See footnote) - Sale
Common Stock, par value $0.0001 per share
[F1]2011-05-18$11.09/sh−10,000$110,863→ 20,139 total - Award
Common Stock, par value $0.0001 per share
[F3]2017-01-01+3,786→ 23,925 total
Footnotes (3)
- [F1]The transaction reported on this line is being reported late due to an inadvertent administrative oversight.
- [F2]These shares were held by Perco Management Defined Benefit Pension Trust, of which Jules Levy is Trustee and Mr. Persico is the reporting person.
- [F3]The reporting person was granted 3,786 shares of restricted Common Stock that were issued pursuant to the Retail Opportunity Investments Corp. 2009 Equity Incentive Plan. All of such shares vest on January 1, 2018.
Signature
/s/ Charles J. Persico|2017-01-04