AKORN INC 4
4 · AKORN INC · Filed May 5, 2017
Insider Transaction Report
Form 4
AKORN INCAKRX
KAPOOR JOHN N
Director10% Owner
Transactions
- Award
Common Stock
2017-05-04+8,088→ 513,479 total
Holdings
- 4,907,524(indirect: By Trust)
Common Stock
- 3,590,445(indirect: Indirect Managing General Partner)
Common Stock
- 15,050,000(indirect: Indirect Managing General Partner)
Common Stock
- 2,970,644(indirect: Indirect Managing General Partner)
Common Stock
- 4,427,462(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]The securities acquired are Restricted Stock Units (RSUs) scheduled to vest in four equal installments on May 4, 2018, May 4, 2019, May 4, 2020 and May 4, 2021. Following the reported transaction, the amount of shares beneficially owned includes 11,583 unvested shares subject to RSUs and 501,896 shares owned outright.
- [F2]These securities are beneficially owned by John N. Kapoor, Ph.D., who is a member of a "group" with Akorn Holdings, L.P. for purposes of Section 13(d) of the Exchange Act.
- [F3]Shares held by the John N. Kapoor Trust dated September 20, 1989, of which Dr. Kapoor is sole trustee and beneficiary.
- [F4]Shares held by Akorn Holdings, LP, a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
- [F5]Shares held by EJ Financial / Akorn Management L.P., a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
- [F6]Shares held by EJ Funds LP, a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
- [F7]Shares held through several trusts, the trustee of which is employed by a company controlled by Dr. Kapoor and the beneficiaries of which include Dr. Kapoor's children and various other family members. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.