4//SEC Filing
AKORN INC 4
Accession 0001171843-17-003099
CIK 0000003116operating
Filed
May 14, 8:00 PM ET
Accepted
May 15, 6:00 PM ET
Size
11.4 KB
Accession
0001171843-17-003099
Insider Transaction Report
Form 4
AKORN INCAKRX
Akorn Holdings, L.P.
10% Owner
Transactions
- Gift
Common Stock
2017-05-11−3,000,079→ 1,907,445 total(indirect: By Trust)
Holdings
- 513,479
Common Stock
- 15,050,000(indirect: Indirect Managing General Partner)
Common Stock
- 2,970,644(indirect: Indirect Managing General Partner)
Common Stock
- 3,590,445(indirect: Indirect Managing General Partner)
Common Stock
- 4,427,462(indirect: By Trust)
Common Stock
KAPOOR JOHN N
Director10% Owner
Transactions
- Gift
Common Stock
2017-05-11−3,000,079→ 1,907,445 total(indirect: By Trust)
Holdings
- 4,427,462(indirect: By Trust)
Common Stock
- 513,479
Common Stock
- 15,050,000(indirect: Indirect Managing General Partner)
Common Stock
- 2,970,644(indirect: Indirect Managing General Partner)
Common Stock
- 3,590,445(indirect: Indirect Managing General Partner)
Common Stock
Footnotes (7)
- [F1]Shares held by the John N. Kapoor Trust dated September 20, 1989, of which Dr. Kapoor is sole trustee and beneficiary.
- [F2]The amount of shares beneficially owned includes 11,583 unvested shares subject to RSUs and 501,896 shares owned outright.
- [F3]These securities are beneficially owned by John N. Kapoor, Ph.D., who is a member of a "group" with Akorn Holdings, L.P. for purposes of Section 13(d) of the Exchange Act.
- [F4]Shares held by Akorn Holdings, LP, a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
- [F5]Shares held by EJ Financial / Akorn Management L.P., a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
- [F6]Shares held by EJ Funds LP, a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
- [F7]Shares held through several trusts, the trustee of which is employed by a company controlled by Dr. Kapoor and the beneficiaries of which include Dr. Kapoor's children and various other family members. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
Documents
Issuer
AKORN INC
CIK 0000003116
Entity typeoperating
IncorporatedLA
Related Parties
1- filerCIK 0000003116
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 6:00 PM ET
- Size
- 11.4 KB