Home/Filings/4/0001171843-19-001386
4//SEC Filing

Darling Joseph G 4

Accession 0001171843-19-001386

CIK 0000898437other

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 4:32 PM ET

Size

8.7 KB

Accession

0001171843-19-001386

Insider Transaction Report

Form 4
Period: 2019-02-26
Transactions
  • Award

    Restricted Stock Unit

    2019-02-26+63,00063,000 total
    Exercise: $0.00Common Stock (63,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2019-02-27+7,6097,609 total
    Exercise: $61.47Exp: 2028-01-24Common Stock (7,609 underlying)
Footnotes (4)
  • [F1]Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020, provided that the first installment of shares hereunder shall be delivered upon the first to occur of Mr. Darling's (a) death, (b) disability, (c) separation from service (as defined by the Anika Therapeutics, Inc. 2017 Omnibus Incentive Plan (the "Plan")), or (d) a Change in Control (as defined by the Plan).
  • [F2]The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 24, 2018, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 3 and 4.
  • [F3]On February 27, 2019, the Compensation Committee determined and certified that 53.2% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 2 and 4.
  • [F4]The stock options vest in four equal installments on the following dates: February 27, 2019, January 1, 2020, January 1, 2021, and January 1, 2022.

Documents

1 file

Issuer

Anika Therapeutics, Inc.

CIK 0000898437

Entity typeother

Related Parties

1
  • filerCIK 0001433556

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 4:32 PM ET
Size
8.7 KB