Nunes Anne 4

4 · Anika Therapeutics, Inc. · Filed Mar 12, 2024

Form 4

Period: 2024-03-11

SVP, Chief Operations Officer

Transactions

Exercise/Conversion
Common Stock
2024-03-11+3,295→ 10,245 total
Tax Payment
Common Stock
2024-03-11$25.42/sh−968$24,607→ 9,277 total
Exercise/Conversion
Common Stock
2024-03-11+2,561→ 11,838 total
Tax Payment
Common Stock
2024-03-11$25.79/sh−752$19,394→ 11,086 total
Exercise/Conversion
Restricted Stock Unit
2024-03-11−3,295→ 6,591 total
Exercise: $0.00→ Common Stock (3,295 underlying)
Exercise/Conversion
Restricted Stock Unit
2024-03-11−2,561→ 2,561 total
Exercise: $0.00→ Common Stock (2,561 underlying)

Footnotes (10)

[F1]Reflects the first vesting installment of RSUs granted on March 9, 2023.
[F10]Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 11, 2023.
[F2]Reflects the corrected Amount of Shares Beneficially Owned under Table I, Column 2 as reported in Form 3/A filed by the Reporting Person on January 12, 2024.
[F3]Includes 414 shares acquired under the Anika Therapeutics, Inc. Employee Stock Purchase Plan on November 14, 2023.
[F4]Reflects an aggregate of 968 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 9, 2024.
[F5]Reflects the closing price of ANIK common stock on March 8, 2024, the trading day prior to which the vesting of RSUs gave rise to tax withholding obligations.
[F6]Reflects the second vesting installment of RSUs granted on March 11, 2022.
[F7]Reflects an aggregate of 752 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to RSUs that vested on March 11, 2024.
[F8]Reflects the closing price of ANIK common stock on March 11, 2024, the trading day on which the vesting of RSUs gave rise to tax withholding obligations.
[F9]Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning March 9, 2024.

Documents

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