UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________

FORM 8-K

_________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)of the Securities Exchange Act of 1934

Date of ~~the~~Report ~~Securities~~(Date ~~Exchange~~of ~~Act~~earliest ofevent ~~1934~~reported): November 13, 2025

~~Date of Report (Date of earliest event reported): September 22, 2025~~_______________________________

BROADWIND, INC.

(Exact name of registrant as specified in its charter)

_______________________________

Delaware	001-34278	88-0409160
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(I.R.S. Employer Identification No.)

3240 South Central Avenue

Cicero, Illinois 60804

(Address of Principal Executive Offices) (Zip Code)

(708) 780-4800

(Registrant’'s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

_______________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, $0.001 par value	BWEN	The NASDAQ Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). ~~Emerging growth company ☐~~

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 12.0102. ~~Entry~~ ~~into~~Results aof ~~Material~~Operations ~~Definitive~~and ~~Agreement~~Financial Condition.

~~Amendment~~On toNovember ~~Credit~~13, 2025, Broadwind, ~~Agreement~~Inc. (the “Company”) issued a press release announcing its financial results as of and for the quarter ended September 30, 2025. The press release is incorporated herein by reference and is attached hereto as Exhibit 99.1.

OnThe ~~September~~information ~~22,~~contained ~~2025~~in, ~~Broadwind,~~or ~~Inc.~~incorporated ~~and~~into, ~~its~~this ~~subsidiaries~~Item ~~(the~~2.02 ~~“Company”)~~of ~~entered~~this ~~into~~Current ~~Amendment~~Report ~~No.~~on 3Form 8-K ~~to Credit Agreement~~ (~~the~~this “~~Third Amendment~~Report”) ~~to the Credit Agreement dated as of August 4~~, ~~2022,~~including ~~by and among the Company and Wells Fargo Bank~~Exhibit 99.1, ~~National~~is ~~Association~~furnished ~~(as~~under ~~amended by that certain Amendment No~~Item 2.02 1of toForm 8-K ~~Credit Agreement~~ and ~~Limited~~shall ~~Waiver~~not ~~dated~~be ~~February~~deemed 8,“filed” ~~2023~~for ~~and~~the bypurposes ~~that~~of ~~certain~~Section 18 ~~Amendment~~of ~~No.~~the 2Securities toExchange ~~Credit~~Act ~~Agreement dated as~~ of ~~December 19~~1934, ~~2024,~~as amended (the “~~Credit~~Exchange ~~Agreement~~Act”)~~. The~~ ~~Third~~or ~~Amendment~~otherwise ~~was~~subject ~~entered~~to ~~into after~~ the ~~Company~~liabilities ~~made a Mandatory Prepayment~~ of ~~Obligations~~that ~~owed~~section, ~~under~~and ~~the~~shall ~~Term~~not ~~Loan~~be indeemed ~~the~~to ~~amount~~be ofincorporated ~~$1,599,586.95 on~~by ~~September~~reference 8,into ~~2025 in accordance with Section 2.4(d) of~~ the ~~Credit~~filings ~~Agreement. The prepayment was required as a result~~ of the ~~sale~~Company byunder the ~~Company’s~~Securities ~~wholly-owned~~Act ~~subsidiary, Broadwind Heavy Fabrications, Inc.,~~ of ~~certain assets in Manitowoc~~1933, ~~Wisconsin~~ as ~~previously~~amended ~~disclosed by~~ (the ~~Company~~“Securities inAct”) ~~its~~or ~~Form~~the ~~8-K~~Exchange ~~filed~~Act ~~with~~regardless ~~the~~of ~~Securities~~any ~~and~~general ~~Exchange~~incorporation ~~Commission~~language onin ~~September~~such ~~10, 2025~~filings.

~~The~~Please ~~Third~~refer ~~Amendment~~to ~~reduced the monthly principal repayment amount payable by the Company from $90,214~~Exhibit 99.291 for ~~each~~a ~~monthly~~discussion ~~period~~of ~~from~~certain ~~January~~forward-looking 1,statements ~~2025~~included ~~through~~therein and ~~including September 1, 2025 to $61,505.77 for each monthly period after October 1, 2025 with~~ the ~~last~~risks ~~installment~~and ~~being~~uncertainties inrelated ~~the amount of the entire unpaid balance of the Term Loan~~thereto.

~~The~~Item ~~foregoing description of the Third Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the document, which is attached hereto as Exhibit 10~~7.101. ~~and~~Regulation isFD ~~incorporated herein by reference~~Disclosure.

~~Item~~An ~~2.03. Creation~~Investor ofPresentation adated ~~Direct~~November ~~Financial~~13, ~~Obligation~~2025, oris anincorporated ~~Obligation~~herein ~~under~~by anreference ~~Off-Balance~~and ~~Sheet~~attached ~~Arrangement~~hereto ofas ~~a Registrant.~~Exhibit 99.2.

The information ~~provided~~contained ~~under~~in, or incorporated into, this Item 17.01 of this ~~Current~~ Report, onincluding ~~Form~~Exhibit 99.2 attached hereto, is furnished under Item 7.01 of Form 8-K isand ~~incorporated~~shall ~~herein~~not be deemed “filed” for the purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference into ~~this~~the ~~Item~~filings 2of the Company under the Securities Act or the Exchange Act regardless of any general incorporation language in such filings.~~03.~~

~~Item~~This ~~9.01 Financial~~Report ~~Statements~~shall ~~and~~not ~~Exhibits~~be deemed an admission as to the materiality of any information in this Report that is being disclosed pursuant to Regulation FD.

~~(d) Exhibits~~Please refer to Exhibit 99.2 for a discussion of certain forward-looking statements included therein and the risks and uncertainties related thereto.

‐‐‐‐‐‐‐‐‐‐‐‐Exhibit No.	Description
10.1	Amendment No.3. to Credit Agreement, dated as of September 22, 2025, by and among Broadwind, Inc., Brad Foote Gear Works, Inc., Broadwind Industrial Solutions, LLC, Broadwind Heavy Fabrications, Inc., 5100 Neville Road, LLC and Wells Fargo Bank, National Association
104	Cover Page Interactive Data File (embedded within the Inline XBRL document)

Item 9.01. Financial Statements and Exhibits.

(d)

Exhibits


Exhibit Number		Description

99.1		Press Release dated November 13, 2025
99.2		Investor Presentation dated November 13, 2025
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

BROADWIND, INC. By: /s/ Eric B. Blashford Eric B. Blashford President and Chief Executive Officer (Principal Executive Officer)

	BROADWIND, INC.


Date: November 13, 2025	By:	/s/ Eric B. Blashford
		Eric B. Blashford
		President and Chief Executive Officer (Principal Executive Officer)

Date: September 23, 2025

Filing Compare · BROADWIND, INC.