Home/Filings/4/0001171843-26-000060
4//SEC Filing

Schuetz Thomas J. 4

Accession 0001171843-26-000060

CIK 0001738021other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 4:33 PM ET

Size

8.4 KB

Accession

0001171843-26-000060

Insider Transaction Report

Form 4
Period: 2026-01-02
Schuetz Thomas J.
DirectorCHIEF EXECUTIVE OFFICER
Transactions
  • Award

    Common Stock

    2026-01-02$5.17/sh+250,000$1,292,5006,686,800 total
  • Award

    Stock Option (Right to Buy)

    2026-01-02+2,000,0002,000,000 total
    Exercise: $5.17Exp: 2036-01-02Common Stock (2,000,000 underlying)
Footnotes (3)
  • [F1]Represents restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first vesting on January 2, 2027.
  • [F2]250,000 of the shares represent unvested restricted stock units ("RSU") granted on February 8, 2023. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on February 8, 2024. 478,125 of the shares represent unvested restricted stock units ("RSU") granted on January 9, 2024. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on January 9, 2025. 250,000 of the shares represent unvested restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on January 2, 2027.
  • [F3]The options vest over 48 substantially equal monthly installments starting February 2, 2026.

Documents

1 file

Issuer

Compass Therapeutics, Inc.

CIK 0001738021

Entity typeother

Related Parties

1
  • filerCIK 0001591464

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:33 PM ET
Size
8.4 KB