USBC, Inc. 8-K

What Happened USBC, Inc. announced (8-K filed March 31, 2026) that on March 27, 2026 the NYSE American notified the company it has regained compliance with the exchange’s listing standards. The company had been previously notified on September 27, 2024 that it did not meet the NYSE American’s minimum stockholders’ equity requirements (Sections 1003(a)(i), (ii) and (iii)). USBC implemented a plan that the exchange accepted on December 10, 2024, and NYSE American has now determined the prior deficiencies are resolved. A press release dated March 31, 2026 was furnished as Exhibit 99.1.

Key Details

• NYSE American letter dated March 27, 2026 confirmed the company regained compliance.
• Original noncompliance notice was received September 27, 2024 related to minimum stockholders’ equity (Sections 1003(a)).
• The company’s compliance plan was accepted by NYSE American on December 10, 2024.
• The “.BC” noncompliance indicator will be removed and USBC will be taken off the exchange’s list of noncompliant issuers; ongoing listing standards and monitoring continue. NYSE American may review if compliance lapses within 12 months under Section 1009(h).

Why It Matters This removes the immediate regulatory overhang that had flagged USBC as noncompliant and could have led to delisting proceedings. For investors, the notice indicates the company met the exchange’s equity-related requirements and restored its normal listing status, which can affect liquidity, investor perception, and eligibility for certain index or fund inclusion. USBC remains subject to regular NYSE American listing rules and monitoring going forward.