4//SEC Filing
ENERGY EAST CORP 4
Accession 0001173396-04-000003
CIK 0001046861operating
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 11:38 AM ET
Size
22.2 KB
Accession
0001173396-04-000003
Insider Transaction Report
Form 4
MCLAIN F MICHAEL
Vice President - Subsidiary
Transactions
- Exercise/Conversion
Common Stock
2004-02-09$19.10/sh+13,333$254,660→ 20,181.66 total - Exercise/Conversion
Employee Stock Option (right to buy) / SAR
2004-02-09$23.06/sh−60,000$1,383,600→ 0 totalExercise: $18.55From: 2001-02-01Exp: 2011-02-01→ Common Stock (60,000 underlying) - Exercise/Conversion
Common Stock
2004-02-09$18.55/sh+60,000$1,113,000→ 66,848.66 total - Disposition to Issuer
Common Stock
2004-02-09$23.06/sh−13,333$307,459→ 6,848.66 total - Disposition to Issuer
Common Stock
2004-02-09$23.06/sh−60,000$1,383,600→ 6,848.66 total - Exercise/Conversion
Employee Stock Option (right to buy) / SAR
2004-02-09$23.06/sh−13,333$307,459→ 6,667 totalExercise: $19.10From: 2003-02-12Exp: 2013-02-12→ Common Stock (13,333 underlying)
Holdings
- 712.053(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting.
- [F2]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
- [F3]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 1, 2001; (b) in aggregate as to no more than 66 2/3% on January 1, 2002; and (c) on January 1, 2003 as to 100% of all options which have not been previously exercised.
- [F4]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 8, 2002; (b) in aggregate as to no more than 66 2/3% on January 1, 2003; and (c) on January 1, 2004 as to 100% of all options which have not been previously exercised.
- [F5]Includes equity securities acquired with reinvested dividends which are exempt from reporting.
- [F6]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2003; (b) in aggregate as to no more than 66 2/3% on January 1, 2004; and (c) on January 1, 2005 as to 100% of all options which have not been previously exercised.
Documents
Issuer
ENERGY EAST CORP
CIK 0001046861
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001046861
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 11:38 AM ET
- Size
- 22.2 KB