4//SEC Filing
MCLAIN F MICHAEL 4
Accession 0001173396-07-000001
CIK 0001046861other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 10:59 AM ET
Size
13.3 KB
Accession
0001173396-07-000001
Insider Transaction Report
Form 4
MCLAIN F MICHAEL
Vice President - Subsidiary
Transactions
- Tax Payment
Common Stock
2007-01-01$24.80/sh−1,130$28,024→ 27,176.144 total
Holdings
- 6,667
Employee Stock Option (right to buy) / SAR
Exercise: $23.89From: 2004-02-12Exp: 2014-02-12→ Common Stock (6,667 underlying) - 973.213(indirect: By 401(k))
Common Stock
- 11,000
Employee Stock Option (right to buy) / SAR
Exercise: $24.83From: 2006-02-17Exp: 2016-02-17→ Common Stock (11,000 underlying) - 11,962
Employee Stock Option (right to buy) /SAR
Exercise: $26.22From: 2005-04-01Exp: 2015-04-01→ Common Stock (11,962 underlying) - 2.58(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting.
- [F2]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
- [F3]Includes equity securities acquired with reinvested dividends which are exempt from reporting.
- [F4]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
- [F5]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on April 1, 2005; (b) in aggregate as to no more than 66 2/3% on January 1, 2006; and (c) on January 1, 2007 as to 100% of all options which have not been previously exercised.
- [F6]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 17, 2006; (b) in aggregate as to no more than 66 2/3% on January 1, 2007; and (c) on January 1, 2008 as to 100% of all options which have not been previously exercised.
- [F7]The amount of equity securities previously reported by me as beneficially owned has been reduced by the withholding of 1,130 restricted shares by the Company to satisfy my tax withholding obligation regarding the vesting of restricted stock.
Documents
Issuer
ENERGY EAST CORP
CIK 0001046861
Entity typeother
Related Parties
1- filerCIK 0001173396
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 10:59 AM ET
- Size
- 13.3 KB