4/A//SEC Filing
BENSON RICHARD R 4/A
Accession 0001173397-05-000001
CIK 0001046861other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 1:55 PM ET
Size
12.7 KB
Accession
0001173397-05-000001
Insider Transaction Report
Form 4/AAmended
BENSON RICHARD R
Vice President-Subsidiary
Transactions
- Tax Payment
Common Stock
2005-01-01$26.68/sh−1,226$32,710→ 12,651.412 total
Holdings
- 7,517.216(indirect: By 401(k))
Common Stock
- 20,000
Employee Stock Option (right to buy) / SAR
Exercise: $23.89From: 2004-02-12Exp: 2014-02-12→ Common Stock (20,000 underlying) - 40,000
Employee Stock Option (right to buy) / SAR
Exercise: $26.72From: 1999-02-19Exp: 2009-02-19→ Common Stock (40,000 underlying) - 6,667
Employee Stock Option (right to buy) / SAR
Exercise: $19.10From: 2003-02-12Exp: 2013-02-12→ Common Stock (6,667 underlying)
Footnotes (7)
- [F1]Includes equity securities acquired with reinvested dividends which are exempt from reporting under Rule 16a-11.
- [F2]Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting.
- [F3]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
- [F4]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 19, 1999; (b) in aggregate as to no more than 66 2/3% on January 1, 2000; and (c) on January 1, 2001 as to 100% of all options which have not been previously exercised.
- [F5]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2003; (b) in aggregate as to no more than 66 2/3% on January 1, 2004; and (c) on January 1, 2005 as to 100% of all options which have not been previously exercised.
- [F6]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
- [F7]The amount of equity securities previously reported by me as beneficially owned has been reduced by the withholding of 1,226 restricted shares by the Company to satisfy my tax withholding obligation regarding the vesting of restricted stock.
Documents
Issuer
ENERGY EAST CORP
CIK 0001046861
Entity typeother
Related Parties
1- filerCIK 0001173397
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 1:55 PM ET
- Size
- 12.7 KB